Is the Loss and Damage Fund all that it promises to be?

Examining some of the Fund’s shortcomings and putting things into perspective after COP 28

Failed crop

 COP 28, the latest United Nations Climate Conference, came to an end in December 2023. It began with an agreement to launch the loss and damage fund, which was kick-started by the UAE’s $100 million pledge. A further 15 countries followed suit, making pledges of varying amounts, and by 2 December 2023, a cumulative total of $655.9 million had been pledged to the loss and damage fund.[1] The fund has been heralded by many as the biggest success of the entire conference and a historic agreement – being the first time that a substantive decision was adopted on the first day of the Conference. The delegates of nations present from around the world, rose in a standing ovation when the agreement was passed.  

However, although the loss and damage fund is an important and long overdue step towards getting vulnerable countries and communities funding they require, it may be too soon to be rejoicing, with many of the details regarding the fund’s set-up being highly controversial.  

A brief background to the loss and damage fund  

The loss and damage fund was first agreed to at COP 27 last year, after more than three decades of pressure from developing countries disproportionately affected by the irreversible and adverse consequences of climate change calling for funding to help them pay for the losses and damages suffered as a result of the escalating climate crisis. These impacts range from, and are caused by, increasingly frequent and more extreme weather events, as well as slow-onset events, including sea-level rise, increasing temperatures, ocean acidification, glacial retreats, loss of biodiversity, land and forest degradation, salinisation and desertification. These endanger human security and health, destroy homes, disrupt agriculture and threaten water and food security in ways that are often unequally distributed. 

As one of the outcomes of COP 27, a Transitional Committee was established and, in the lead up to COP 28, they met several times to negotiate the operationalisation and the details of the new funding arrangements. In less than a year, the Transitional Committee were able to report back with its recommendations and its text was subsequently passed at COP 28, with no objection by the parties. After almost no momentum for thirty years, the progress made in less than a year is a remarkable feat.  

Examining some of the shortcomings  

While funding for climate disaster loss and damages is vital and certainly hard fought for, one should be hesitant before deeming it a substantive win for developing countries.  

 Inadequate and duplicate pledges 

Although $655.9 million may at first glance appear like a significant amount of money, it is in fact relatively insubstantial when one considers that it is estimated that more than $400 billion is suffered in losses by developing countries each year,[2] a figure which is expected to grow as the impacts of climate change grow worse. The current funding will therefore cover less than 0.2% of developing countries’ annual needs. It has therefore been recommended that $400 billion be used as a baseline and revised upwards over time to meet increasing needs.[3] Furthermore, how to actually implement the pledges that have been made poses its own issue. This is a problem that previous funds, such as the Green Climate Fund, have faced and it is an issue that will need to be tackled to ensure that the pledges made do not simply turn out to be more broken promises.  Moreover, approximately $115.3 million of the total amount pledged to date will go towards setting up the fund rather than directly to beneficiaries of the fund.[4] Future pledges to the fund may make this operational expense insignificant, but it is still uncertain how much money will go into the fund and where it will come from. In addition, campaigners pointed out that some countries, such as the United Kingdom, were simply re-pledging money that they had already committed to, rather than offering new or additional funding.[5] In this way, the United Kingdom are simply re-branding existing forms of climate finance or development aid so as to appear to be contributing.  

Moreover, the amount pledged by some countries has been criticised for being inadequate. In particular, the United States, the world’s largest historical emitter[6] and the largest producer and consumer of oil and gas in 2023,[7] pledged only $17.5 million, an amount that still needs to be approved by Congress and accordingly hinges on the political climate and the upcoming elections. When viewed against the billions of dollars of undelivered climate finance that the United States owes to developed countries as part of its share of the annual $100 billion climate finance goal committed to by developed countries in 2009, this amount of $17.5 million certainly appears limited.[8] Of the $43.51 billion the United States owes, as part of its fair share of the $100 billion goal, only $9.27 billion has been provided to date, being a measly 21% of its targets.[9] 

It is also very telling as to what the United States’ priorities are when the $17.5 million pledged by the United States to the loss and damage fund is compared to the estimated annual $20.5 billion in fossil fuel subsidies distributed by the United States government each year,[10] contributing to the cumulative amount of $7 trillion in fossil fuel subsidies in 2022.[11] 

Historical responsibility and voluntary contributions  

During the negotiations that the Transitional Committee had leading up to COP 28, the United States, Australia and Canada all insisted that the loss and damage fund be de-linked from liability or compensation. This is in keeping with previous stance adopted by developed countries, particularly with that of the United States, who insisted that this wording be included in the decision on the adoption of the Paris Agreement which noted that loss and damage was “not a basis for liability or compensation”.[12] As the historically greatest emitters, developed countries have long opposed the establishment of the loss and damage fund over concerns that it would open the door to legal liability and compensation. Due to this refusal to assume historical accountability, communities who are experiencing the worst impacts of climate change have been forced to shoulder the consequent costs of loss and damage suffered, even though many of them, such as the Pacific Small Island Developing States, have contributed very little to climate change. This goes to the issue of equity and responsibility for the climate crisis, a sensitive topic which makes developed countries defensive. Instead of framing loss and damage in terms of responsibility and liability, wording was included in the agreed text stating that the fund is based on cooperation and facilitation.  

The approved text also stops short of demanding any payments, with the United States having fought to ensure that the contributions should remain voluntary, and the text indicated that developed countries ought to “take the lead” on providing seed money. The text “urged” developed countries to contribute to the fund, while other developing countries are “encouraged” to provide support “on a voluntary basis”.[13] The United States, Australia and Canada further insisted that contributor countries include presently high-polluting nations such as China, India, Russia and Saudia Arabia, and that only the least developed countries be eligible to benefit from the fund. As a result, high polluter states are not obligated to make any payments into the fund and instead of framing the contributions in terms of countries’ responsibility for the majority of greenhouse gas emissions, they are framed as donations made out of generosity and charity. 

The World Bank as the interim host of the Loss and Damage Fund, the set-up of the Fund’s governing board and the structure of funding 

Who would host and administer the new fund was a politically contentious sticking point in the discussions leading up to COP 28. Less than a month before COP 28, at a final and impromptu meeting called by the Transitional Committee, this matter was hastily decided. Developing countries wanted the loss and damage fund to operate as an independent United Nations body and were resistant to it being hosted by the World Bank, which many poorer countries see as an economic policy weapon wielded by the industrialised world.  

The World Bank was established by colonial powers and is known for having historically spread pro-Western ideologies and policies.[14] Moreover, it is housed in Washington DC, is headed by a US citizen, appointed by the government of the United States, as its major shareholder,[15] and has a history of operating as an Untied States policy tool. In addition, concerns were raised that the World Bank would be charging high hosting fees, has a weak climate change record and that having it host and administer the loss and damage fund would compromise the fund’s independence and give developed countries the influence over who receives the funds and who doesn’t. Developing countries eventually caved under the United States’ insistence that the fund be hosted and administered by the World Bank, and it was agreed that the World Bank would act as an interim host, provided that the World Bank would agree to certain conditions. This arrangement is to be reassessed in four years, which will result in either the fund being made fully independent or continuing as a permanent hosting situation under the World Bank.  

The United States has argued that there are practical reasons for placing the loss and damage fund under the auspices of the World Bank, and that the fiduciary experience the institution has, places it in the best position to deliver money to state beneficiaries. However, given the World Bank’s donor-recipient and loan-driven business model, reservations have been expressed as to whether developed donor countries would have a disproportionate influence, even though the Transitional Committee has recommended that the fund’s governing board have a majority of developing-country members. Although this sounds positive, the board’s composition is limited to national representatives, meaning that civil society representatives such as members of Indigenous groups, are automatically excluded. 

Another concern regarding the World Bank, is high overhead costs, with the administrative fees of the World Bank rising and likely to absorb a large portion of the funding meant for the fund’s beneficiaries. Further, developing countries have consistently called for funding to be in the form of grants, rather than debt and loan financing, which would only deepen the debt crisis and increase developing countries’ burden, which is the traditional model of financing employed by the World Bank. The agreed text stipulates that “the Fund will provide financing in the form of grants and highly concessional loans”.[16]

The ultimate success or failure of the loss and damage fund still hangs in the balance  

In order to retain any faith in the international climate policy process, there needs to be follow-through on both the pledges and commitments made. To date, climate finance has not had the best track record. Other funds, including the Green Climate Fund and the Adaptation Fund, have been radically under-resourced from the get-go and climate finance has grown at an annual rate of only 7%, which is less than half of the cumulative annual growth of 21% which is required until 2030.[17] In order for the Loss and Damage Fund to be effective, the scale of the funding will need to be increased, as what has been pledged to date constitutes a mere 0.2% of what is actually needed. 

There are also still a lot of questions to address, which the new Board of the Loss and Damage Fund will start to work through at its first meeting on 31 January 2024. Popular Gentle, the development management expert to the prime minister of Nepal, pointed out that while the establishment of the loss and damage fund is a promising start, that applause should be reserved for the time being, saying “our concern is we are excited about the establishment of the loss and damage fund. We are still cautious that the same story will be repeated. We need easy, equitable, accessible loss and damage funds without any procedural difficulties”.[18]  

So far, there are already some concerning issues that have arisen out of what has been decided. The issues that still need to be determined will prove critical to whether the fund’s operation is a success or a failure. These issues include the fact that there are no specifics yet on the scale and scope of funding, the financial targets or how the loss and damage fund will be funded going forward – although the text provides that contributions will come from a “variety of sources”.[19] The current language included in the agreed text merely invites developed nations to “take the lead”[20] in providing finance and encourages other developing country parties to make commitments. There is also little clarity regarding the performance indicators and who will be eligible to receive funding or precisely what type of climate loss and damages will qualify. Another issue will be how the application procedure will work and how quickly countries who need it will be able to access the funds and whether they will encounter any procedural difficulties in doing so. Until these things are decided, it is simply too early to greet the loss and damage fund with anything other than a mixture of cautious optimism and healthy scepticism. 

References  

[1] Joe Thwaites ‘COP28 Climate Funds Pledge Tracker’ (NRDC, 9 December 2023), available at: https://www.nrdc.org/bio/joe-thwaites/cop-28-climate-fund-pledge-tracker

[2] Julie-Anne Richards, Rajib Ghosal, Brenda Mwale, Hyacinthe Niyitegeka and Moleen Nand ‘STANDING IN SOLIDARITY WITH THOSE ON THE FRONTLINES OF THE CLIMATE CRISIS: A LOSS AND DAMAGE PACKAGE FOR COP 28’(The Loss and Damage Collaboration, 20 November 2023), available at: https://assets-global.website-files.com/605869242b205050a0579e87/655b50e163c953059360564d_L%26DC_L%26D_Package_for_COP28_20112023_1227.pdf

[3] Julie-Anne Richards, Liane Schalatek, Leia Achampong, and Heidi White ‘THE LOSS AND DAMAGE FINANCE LANDSCAPE’ (The Loss and Damage Collaboration, 16 May 2023), available at: https://www.lossanddamagecollaboration.org/publication/the-loss-and-damage-finance-landscape

[4] ‘COP 28: Key outcomes agreed to at the UN Climate talks in Dubai’ (Carbon Brief, 13 December 2023), available at: https://www.carbonbrief.org/cop28-key-outcomes-agreed-at-the-un-climate-talks-in-dubai/

[5] Tweet on X (CAN-UK 30 November 2023), available https://twitter.com/CAN_UK_/status/1730225613456204089?s=20

[6] ‘Cumulative carbon dioxide (CO₂) emissions from fossil fuel combustion worldwide from 1750 to 2022, by major country’ (Statistica, 12 December 2023), available at: https://www.statista.com/statistics/1007454/cumulative-co2-emissions-worldwide-by-country/#:~:text=Global%20cumulative%20CO%E2%82%82%20emissions%20from,combustion%201750%2D2022%2C%20by%20country&text=The%20United%20States%20was%20the,birth%20of%20the%20industrial%20revolution

[7] World Population Review, available at: https://worldpopulationreview.com/country-rankings/oil-producing-countries; https://worldpopulationreview.com/country-rankings/oil-consumption-by-country; https://worldpopulationreview.com/country-rankings/natural-gas-by-country

[8] At the 15th Conference of Parties (COP15) of the UNFCCC in Copenhagen in 2009, developed countries committed to a collective goal of mobilising USD 100 billion per year by 2020 for climate action in developing countries, in the context of meaningful mitigation actions and transparency on implementation. The goal was formalised at COP16 in Cancun, and at COP21 in Paris, it was reiterated and extended to 2025; Laetitia Pettinotti, Yue Cao, Tony Mwenda Kamninga, Sarah Colenbrander ‘A fair share of climate finance? The Adaptation Edition’ (ODI, 13 September 2023), available at: https://odi.org/en/publications/a-fair-share-of-climate-finance-the-adaptation-edition/#:~:text=In%20a%20bid%20to%20strengthen,national%20income%2C%20and%20population%20size

[9] At the 15th Conference of Parties (COP15) of the UNFCCC in Copenhagen in 2009, developed countries committed to a collective goal of mobilising USD 100 billion per year by 2020 for climate action in developing countries, in the context of meaningful mitigation actions and transparency on implementation. The goal was formalised at COP16 in Cancun, and at COP21 in Paris, it was reiterated and extended to 2025; Laetitia Pettinotti, Yue Cao, Tony Mwenda Kamninga, Sarah Colenbrander ‘A fair share of climate finance? The Adaptation Edition’ (ODI, 13 September 2023), available at: https://odi.org/en/publications/a-fair-share-of-climate-finance-the-adaptation-edition/#:~:text=In%20a%20bid%20to%20strengthen,national%20income%2C%20and%20population%20size

[10] Janet Redman ‘DIRTY ENERGY DOMINANCE: DEPENDENT ON DENIAL – HOW THE U.S. FOSSIL FUEL INDUSTRY DEPENDS ON SUBSIDIES AND CLIMATE DENIAL’ (Oil Change International, October 2017), available at: https://priceofoil.org/content/uploads/2017/10/OCI_US-Fossil-Fuel-Subs-2015-16_Final_Oct2017.pdf

[11] Simon Black, Ian Parry, Nate Vernon ‘Fossil Fuel Subsidies Surged to Record $7 Trillion’ (IMF Blog, 24 August 2023), available at: https://www.imf.org/en/Blogs/Articles/2023/08/24/fossil-fuel-subsidies-surged-to-record-7-trillion

[12] UNFCCC 2015, Decision 1/CP.21, Adoption of the Paris Agreement, UN Doc FCCC/CP/2015/10/Add, para. 51, available at: https://unfccc.int/resource/docs/2015/cop21/eng/10a01.pdf

[13] Para 12 of Annex I ‘Draft decision on the operationalization of the new funding arrangements, including the fund, for responding to loss and damage referred to in paragraphs 2–3 of decisions 2/CP.27 and 2/CMA.4’ to the Report by the Transitional Committee dated 28 November 2023, FCCC/CP/2023/9−FCCC/PA/CMA/2023/9, available at: https://unfccc.int/documents?f%5B0%5D=topic%3A1136&search2=&search3=&page=0%2C0%2C0

[14] E Feder, ‘Plundering the Poor: The Role of the World Bank in the Third World’ (1983) 13 International Journal of Health Services 649, available at: https://journals.sagepub.com/doi/10.2190/6GE4-8EC6-JXD5-QJ2Q

[15] The Congressional Research Service Report prepared for Members and Committees of Congress, titled ‘Selecting the World Bank President’ and updated 10 May 2023, available at: https://sgp.fas.org/crs/row/R42463.pdf

[16] Para 57 of Annex II to the Report by the Transitional Committee dated 28 November 2023, FCCC/CP/2023/9−FCCC/PA/CMA/2023/9, available at: https://unfccc.int/documents?f%5B0%5D=topic%3A1136&search2=&search3=&page=0%2C0%2C0

[17] Baysa Naran, Jake Connolly, Paul Rosane, Dharshan Wignarajah, Githungo Wakaba and Barbara Buchner ‘The Global Landscape on Climate Finance: A Decade of Data’ (Climate Policy Initiative, 27 October 2022), available at: https://www.climatepolicyinitiative.org/publication/global-landscape-of-climate-finance-a-decade-of-data/

[18] Lameez Omarjee ‘COP 28 I Pledges for Loss and Damage roll in, but billions is needed – SA chief negotiator’ (news24, 10 December 2023), available at: https://www.news24.com/fin24/climate_future/news/cop28-pledges-for-loss-and-damage-roll-in-but-billions-needed-sa-chief-negotiator-20231210

[19] Para 20 (i) of Annex I ‘Draft decision on the operationalization of the new funding arrangements, including the fund, for responding to loss and damage referred to in paragraphs 2–3 of decisions 2/CP.27 and 2/CMA.4’ to the Report by the Transitional Committee dated 28 November 2023, FCCC/CP/2023/9−FCCC/PA/CMA/2023/9, available at: https://unfccc.int/documents?f%5B0%5D=topic%3A1136&search2=&search3=&page=0%2C0%2C0

[20] Para 13 of Annex I ‘Draft decision on the operationalization of the new funding arrangements, including the fund, for responding to loss and damage referred to in paragraphs 2–3 of decisions 2/CP.27 and 2/CMA.4’ to the Report by the Transitional Committee dated 28 November 2023, FCCC/CP/2023/9−FCCC/PA/CMA/2023/9, available at: https://unfccc.int/documents?f%5B0%5D=topic%3A1136&search2=&search3=&page=0%2C0%2C0

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This blog is written by Cabot Institute for the Environment member Alexia Kaplan.

Alexia Kaplan
Alexia Kaplan

Reflections on COP28’s Global Stocktake and emissions reductions

COP28 national flags at night in Dubai.

With carbon emission of around 25tCO2 per capita (global average around 4.5tCO2eq per capita) and energy demand of around 150MWh per capita (global average around 20MWh per capita), both among the 5 highest in the world, the UAE is on a per capita basis one of the largest contributor to climate change. And the host of COP28, the 28th Conference of the Parties, the main decision-making body of the UNFCCC. This makes uncomfortable reading, especially given the lack of progress in tackling human-made climate change. Then again, it probably does not matter where COPs are held as it is the agreements which countries commit to, and their success in fulfilling these commitments, which ultimately count. The number of fossil fuel business representatives makes equally uncomfortable reading. But maybe the number of fossil fuel lobbyists is a sign that they are taking COPs more seriously and rightly recognize strong action on climate change as a challenge to business as usual. Their desire to have their voices heard is testament to their recognition of the importance the UNFCCC’s process and progress on climate policy more generally.

The event itself, meanwhile, was discombobulating. Dubai’s geography of nowhere which robs you of any sense of scale and place is replicated in its Expo2020 site where COP was held. Huge distances between everything and the closed doors behind which languished side events and pavilions, mainly of countries but also of non-governmental organisations, multinational development banks, even universities, were the polar opposite of a bazaar where exchange was facilitated at previous COPs and in the space of 100 meters you might come across the International Labour Organisation, the World Bank, Egypt, Japan, Zambia, and Portugal. Thus, COP28 was sapped of interaction where browsing is enabled, chance facilitated, and happenstance happened. Instead, it felt strangely disjointed, more like an in-person zoom conference in the desert.

But the food was good, if expensive, the streets eerily safe and clean, the organization well executed, the venue shiny and spotless, public transport clean and efficient, water plentiful, and the sun reliable. It is hard to imagine impoverished countries not choosing a similar development trajectory if they were provided the opportunity. According to some calculations, African countries are sat on $10trn worth of hydrocarbons capable of pursuing such a development trajectory while pushing global warming to 6-7 degrees above pre-industrial levels. But which alternative development trajectory are we supporting which keeps these hydrocarbons in the ground while improving living standards and increasing opportunities? Access to climate finance is essential, while debt relief is the elephant in the room (I wonder how this analogy will read if we tacitly enable their extinction through poverty?). Calculations suggest that sentencing debt costs the 58 countries that make up the Vulnerable Twenty (V20) over £100bn/a. This sum would go a long way towards greening development and keeping hydrocarbons in the ground.

Instead, the Global Stocktake, the COP28 agreement, ‘calls on parties’ to ‘tripling renewable energy capacity globally and doubling the global average annual rate of energy efficiency improvements by 2030’. This is important as we need something to replace fossil fuels the Stocktake agrees to ‘transition away from’ and coal especially which it agrees to ‘phase-down’. While it will be virtually impossible to eliminate fossil fuels entirely from our economies, this language emphasizes the need to reduce their stranglehold on our energy systems. With emphasis placed on renewables and energy efficiency, this provides a plausible, just, and equitable transition pathway. While the statement that ‘abatement and removal technologies such as carbon capture and storage’ should be accelerated leaves a loophole for abated fossil fuel technologies, it emphasizes its use ‘in hard-to-abate’ sectors such as steel and cement. This loophole is to bring on board countries with very high fossil fuel dependence, not just for power generation but as the foundation of their entire economic prosperity.

Regarding transport, the document emphasizes the ‘reduction of emission from road transport on a range of pathways, including through development of infrastructure and rapid deployment of zero and low-emission vehicles’. This reference to infrastructure is highly relevant as it refers to mass transit systems which, according to the Intergovernmental Panel on Climate Change, are far more efficient than electric vehicles for example. Finally, ‘phasing out inefficient fossil fuel subsidies that do not address energy poverty or just transitions, as soon as possible’ should act as a financial driver of this transition. According to the International Monetary Fund, such subsidies amount to $7tn per year, or 7.1% of GDP. This implies that governments around the world effectively subsidise every tonne of CO2 emitted to the amount of $125. If we used this money to subsidise renewable energy and energy efficiency, as well as abatement in hard-to-treat sectors and eventually removals to account for historical emissions, 1.5 degrees is still alive, and African countries for example could be placed on a clean development trajectory towards prosperity and opportunity.

Despite tentative progress, however, parties failed to agree on the modalities of Article 6. Article 6 is the last building block of the Paris Agreement which has yet to be agreed on, with a rulebook in place that all parties agree on. Apparently, a bloc led by the US favours a light-touch approach akin to voluntary carbon markets. Unsurprisingly given their discreditation in recent months, a bloc involving the EU an African and Latin American states favours stronger checks and balances to avoid the creation of junk credits and discreditation of all market mechanism. A lot is at stake. Under the Clean Development Mechanism (CDM), the predecessor of Article 6, over £200bn was channelled into Chinese wind energy. For all its flaws, the CDM in this particular case supported the development of a renewable energy industry in a country which barely had a wind turbine installed when it came into force. Market mechanisms are powerful instruments which are difficult to guide but their potential to incentivize climate finance is evident.

To deliver the objectives of the Global Stocktake and the Paris Agreement, we need mechanisms to avoid free-riding which occurs when countries benefit from ambitious net zero emission mitigation activities in other countries without contributing to the cost. If market mechanisms are operationalised through climate clubs, this issue of free-riding can be overcome. This enables  ambition to be raised and collective action to be supported. Yet significant efforts are required to ensure that poor countries can benefit while excludable benefits are sufficient to ensure integrity and support higher ambition in climate change mitigation. The stakes are high and the Global Stocktake is a small but significant step in this direction. But a lot more climate diplomacy is necessary, alongside a collaborative spirit, to ensure that the transition away from fossil fuel is actions and that this transition is just.

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This blog is written by Cabot Institute for the Environment member, Dr Colin Nolden, University of Bristol Law School.

Colin Nolden
Colin Nolden

 

Climate summits are too big and key voices are being crowded out – here’s a better solution

Conference room at COP28
Conference room at COP28

Every year, the official UN climate summits are getting bigger. In 2021 at COP26 in Glasgow there were around 40,000 participants, COP27 in 2022 in Sharm el-Sheikh had 50,000.

But this year blew all previous records out of the water. More than 97,000 participants had badges to attend COP28 in Dubai in person. This raises questions about who is attending COPs and what they are doing there, who gets their voices heard and, on a more practical note, how this affects the negotiations.

For those not familiar with the COP setup, there are two “worlds” that exist side by side. One is the negotiations, which are run under the UN’s climate change body the UNFCCC, and the other is a very long list of talks and social events. These take place in pavilion exhibition spaces and are open to anyone attending, in contrast to the negotiations which are often closed to the media and sometimes closed to observers.

There is a stark difference between these worlds, with pavilion spaces featuring elaborate and inviting settings, particularly if they are well funded, while negotiations often happen in windowless rooms.

A growing sense exists among those invested in the “traditional” side of the COPs that many delegates have no intention of observing the climate talks themselves, and instead spend their time networking in the pavilions.

Indigenous people visiting COP28 from Brazilian Amazon.
Indigenous people visiting COP28 from Brazilian Amazon.

In terms of who attends, at COP28 there were around 25,000 “party” (country) delegates, 27,000 “party overflow” delegates (usually guests, sponsors, or advisors), 900 UNFCCC secretariat members (who run the COPs), 600 “UN overflow”, and 1,350 from “specialised agencies” such as the World Health Organization or World Bank and their overflows. That makes up just under 55,000 or half of the attendees.

The rest are intergovernmental organisations (2,000), UN Global Climate Action award winners (600), host country guests (5,000), temporary passes (500 – many issued to big private companies), NGOs (14,000 – including one of us, as part of a university delegation), and media (4,000). This is according to the UNFCCC, which places the number of attendees closer to 80,000.

The “party overflow” badges are particularly concerning. The number of delegates connected to the oil and gas industries has quadrupled from last year to around 2,400, many of whom were invited as part of country delegations. As another example, meat industry representatives became part of Brazil’s delegation, while dairy associations organised official COP side events. In the official programme, the Energy and Industry, Just Transition, and Indigenous Peoples Day featured more events by industrial giant Siemens than by indigenous people.

Practically speaking, huge numbers cause problems – this year for example there were delayed meetings, long queues, and several negotiation rooms were beyond capacity with observers and even party delegates asked to limit their numbers and leave.

Even with access to an observer badge, there is little one can contribute to negotiations. The negotiating positions are decided long before the COPs begin, and observers are rarely permitted to speak in negotiations. In addition, a lot of the negotiations are either conducted behind closed doors (called “informal-informals” with no access for the UN or observers) or even in the corridors, where negotiators meet informally to cement positions. The negotiations you can (silently) observe are usually a series of prepared statements, rather than a discussion.

So if COPs are too big and bloated, what is the alternative?

Smaller and more online

One alternative is being a virtual delegate, which one of us tried. This year’s COP trialled live streams and recordings of some of the negotiations, side events and press conferences on an official UNFCCC virtual platform for the first time. The option is a long overdue, but welcome addition. It reduces travel emissions and makes it more accessible, for instance for people with caring responsibilities and others who are unable to travel (or perhaps who refuse to fly).

Some technical teething problems are to be expected. Yet when we queried why the virtual platform didn’t livestream many of the sessions, the COP28 support team pointed us to the official COP28 app. Our employer, the University of Bristol, had advised us not to download the app because of security concerns, which again raises serious issues around transparency and accountability in UNFCCC spaces, as well as freedom of speech and assembly in COP host countries.

Not being there in person also has downsides. As a virtual observer, it’s harder to judge the atmosphere in a negotiation room, to stumble upon and observe spontaneous negotiations happening in corridors, or participate in or observe protests. While indigenous voices were rarely heard in the livestreamed negotiations and events, the Indigenous People’s Pavilion offered a chance to hear them – but only if you were in Dubai. The virtual alternative is a good option to observe negotiations, but it means missing out on some of the civil society lifeblood of COP.

Another option is to limit access to COPs – for example, limiting the in-person negotiations only to the most vital participants. Party tickets could be limited, with lobbyists from fossil fuel industries tightly controlled and priority given to climate victims, indigenous communities and underrepresented countries. Side events and pavilions could take place a few months before the COPs, increasing the chances of influencing negotiations, since positions are cemented early. There is no reason these only need to happen in one place once a year, there could be regional meetups in between, allowing for formal contact more often.

These issues of access, transparency and influence have serious implications on negotiation outcomes and climate action. After undergoing various draft iterations that offered options ranging from “no text” to “phasing out” or “down” fossil fuels, this year’s final agreement does not include a commitment to phasing out. This watered-down agreement reflects the inability of indigenous peoples and the most climate vulnerable countries to meaningfully participate in the negotiations – future COPs must trim down to make their voices heard.

 


This blog is written by Cabot Institute for the Environment members, Drs Alix Dietzel, Senior Lecturer in Climate Justice, University of Bristol and Katharina Richter, Lecturer in Climate Change, Politics and Society, University of Bristol.

This article is republished from The Conversation under a Creative Commons license. Read the original article.

Katharina Richter
Dr Katharina Richter
Dr Alix Dietzel
Dr Alix Dietzel

The cracks are where the light gets in – studying vulnerabilities in Elite Incumbent Resistance at COP26

Elites are often rightly blamed for resisting bold action needed to tackle climate change. But what if elite alliances are more fragile than commonly assumed? What if we consider Elite Incumbent Resistance – to transitions in food, energy and finance – not as a homogenous bloc of resistance towards sustainability transitions, but instead as made up of temporary, fragile alliances held together in ways that might be amenable to disruption?

A group of interdisciplinary researchers brought together by the British Academy’s Virtual Sandpit on Just Transition, set out to explore this question by piloting a new approach to studying the COP26 Climate Summit.

Starting Points

This thought experiment emerged from a critique of existing International Political Economy literature on climate negotiations which tends to focus on intense resistance to transitions to sustainable societies from elite groups benefiting from the status quo. This approach tends to homogenise incumbent elite-alliances, making them appear more robust than they really are. We were curious about what would happen if we instead focused on the vulnerabilities inherent in any alliances and how they are maintained and undone in climate negotiations. 

As tools to help us think this through, we firstly turned to  Laclau and Mouffe’s work on hegemony and socialist strategy. This is an old text but still relevant as it shows how all alliances are built on what they call relations of ‘equivalence’, which means, in simple terms, coming to a compromise about what key words  (‘sustainable growth’ anyone?) mean. These equivalences, however, are always temporary and can, in theory, be unsettled. 

Secondly, we drew on performance theory to highlight the importance of physical, visual and material performances, like UNFCCC COPs, for creating and maintaining the impression of elite unity and competence in managing global public goods like the climate. 

Thirdly, Science and technology studies helped us to consider how to spot opportunities to facilitate rapid transitions by identifying how changing material circumstances bridge differences between previously opposed groups.  Equally, the multiple-level perspective, drew our attention to how changing conditions at regime, landscape and local levels might have the opportunity to both disrupt existing alliances and bring seemingly opposed groups together through shared interests.  

With these theories, we set out to explore whether we could find cracks in elite forums at COP, explore whether there were strains in these performances and if we could identify potentially new alliances that might come out of opening up these cracks. 

What happens next is described in the rest of this blog and illustrated with cartoons we developed to capture the essence of what we came to think of as the highly vulnerable performances of elite power at COP26. 

Performing the COP

What struck us about COP26 was that it was not a coherent space managed and led by a single elite. Instead, it had a multiple, fragmented nature. COP is perhaps best thought of as a bewildering circus of loosely connected activities masquerading as a single event.  

This is not surprising. A COP meeting gathers multiple groups with contradictory aims: simultaneously a forum of intergovernmental negotiations, a trade fair for corporate partners and a site of civil society participation and protests. 

What is also noticeable, however, is that this fragmentation is hierarchically organised through complex procedures of inclusion and exclusion (Blue Zones, Green Zones, Access Cards, T shirts) with different levels of access accorded to different groups depending on their symbolic importance for validating the COP performance of an inclusive and diverse forum (recognised and acceptable scientists, a selection of key green activists and representatives of youth indigenous peoples). This is stage managed in such a way as to produce a performance that reassures a public watching via television and social media that there is a coherent plan for averting climate disaster. 

Cartoon of a clown made of two children standing on top of each other, standing at the entrance to a circus talking to two other children saying "of course we're a real-life legitimate, trustworthy, responsible, ticket-taking adult".

The hierarchical format of the COP, most clearly expressed through the separation between the Green and Blue Zones, maintains the impression of there being a central heart of power,  where decisions are made and the global response is organised. Such an impression produces the performance of the COP as the key forum for climate action, to which interested parties must desire access, and in which those with access must desire ever greater access to the ever elusive and ever more exclusive circle of decision-making. Despite this, the event was characterised in fact by a pluralisation of decision-making activities – by side dinners for particular industries, by one to one meetings, bilateral agreements, and encounters between civil society, academic, policy, media and industry groups. 

From this perspective, the ultimate discursive illusion of the COP is that there is a central seat of power, of the governing and corporate elites that come together in a single place to take decisive actions to avert climate change disaster. The selective inclusion of groups like youth, indigenous peoples and green civil society organisations in particular, served to bolster this illusion – creating an impression of participation while reducing them to symbolic speeches and side-events. We call this co-option because, in reality, such groups and individuals appear to have had almost no influence on the outcomes of COP, the Glasgow Climate Pact or the agreement of the Paris Rulebook.  

A circus master standing on a stand talking to people saying "everyone has a role here! your role is to stand 3 miles away, quietly".

Intra-elite cracks and potential for new alliances

Drawing on Laclau and Mouffe, we mapped out the discursive nodal points that created the equivalences that allowed the highly fractured parties in the discussions to sustain the perception of elite consensus on addressing the climate crisis. Unsurprisingly, they were vague. All organised around the major overarching nodal point – the climate model itself. The key nodal points of the official COP26 were  ‘keeping one degree alive’ and ‘achieving net-zero’, with vague references to  ‘technological solutions’ and ‘nature-based solutions’ as means of achieving this. These were reiterated in a variety of different formulations across all aspects of the COP – from the public-facing leaders’ stages to online materials to banners and marketing materials throughout the events. A second critical overarching nodal point was the false universalism that diffused responsibility from specific actors and instead presented this as a shared global challenge – the repeated marketing phrases ‘we are all in this together’ and ‘we have to turn anger into action’. This papered over the intra-elite cracks that would emerge between the winners and losers of any genuinely decisive action. 

Cartoon of balloons with environmental slogans on being popped with a person saying "your plan was more than just hot air though, right?"

Given the intentional ambiguity of these discursive nodal points, there is unsurprisingly growing debate about what they actually mean, and signs of intra-elite cracks emerging around them. This creates opportunities for civil society groups and others wanting to build alternative strategies to combat the climate emergency. 

An example of such a crack is evident in the concept of ‘nature-based solutions’ and what it can mean to different incumbent elite factions. The fossil fuel industry is happy to endorse this phrase, provided that it allows offsets from carbon emissions through reforestation to reach ‘net-zero’. Such an interpretation of nature-based solutions would in practice mean doubling down on current practices which have led to the displacement of indigenous peoples and peasants to make room for offsetting plantations.  On the other hand, the insurance industry, which routinely underwrites extractive projects, has grown increasingly aware of its exposure to climate change. We can see an emerging rift between them and their long time fossil fuel partners as they begin to demand that nature-based solutions involve the preservation of biodiverse nature. 

At COP we saw some examples of civil society groups seeking to re-articulate and open up the contestation in terms such as ‘nature-based solutions’ and ‘we are all in this together’ as a way of disrupting intra elite relationships. For example, we saw joint activities between the insurance giant Aviva, civil society group Global Canopy and representatives of Amazonian Indigenous peoples speaking of their partnership in identifying companies contributing to deforestation and divesting from them. Such activities take these key terms and make visible the differences in how they might be interpreted in ways that can either enable the preservation of climate destroying practices or empower current custodians of biodiverse nature. Such events successfully undermine the performance of consensus in events such as COP and outline routes towards rearticulating these key terms in ways that allow new alliances to form between marginalised and elite groups. 

Reflections

Our team started out with hunches that there were cracks in elite incumbent resistance to serious actions to tackle climate change. What we came away with after using these theoretical tools to make sense of the COP was less a sense of cracks in alliances, and instead a sense of profound fragmentation, disconnection between hugely varied actors and a desperate struggle to create the impression of coherence and the successful performance of control. We were left wondering whether the search for ever greater access to inner sanctums of elite power that seemed to be ever more elusive would be a wise strategy for actors wishing to shift the debate. Instead, starting from an assumption of heterogeneity and disorganisation, of failed performances and illusory central points of power would suggest there are opportunities in thinking horizontally, organising in multiple sites, pluralising and making visible the heterogeneity of decision-making moments. At the same time, rather than simply naming the over-familiar discursive nodal points as ‘blah blah blah’ – recognising them precisely as a key means of organising alliances, the challenge may be to occupy, interpret and reinterpret these terms. If we are all in it together – let’s make it all of us, if we are looking for nature-based solutions – let’s have a conversation about the different meanings of nature and what we are looking for a solution to. 

In other words – our sense is that it no longer makes sense to only search for cracks in elite incumbent resistance. But instead – there is merit in starting from the assumption that it is a miracle that alliances are made at all, and working creatively and persuasively to make visible the divides that sit both beneath the performance of events like COP, and the disagreements that sit within the language of consensus. From that, new alliances might be made. 

References

Austin, J. L. (1962). How to Do Things with Words. Oxford: University Press.

Bachram H. (2004) Climate fraud and carbon colonialism: the new trade in greenhouse gases, Capitalism Nature Socialism, 15:4: 5-20.

Barry, A. (2002) The anti-political economy, Economy and Society, 31:2: 268-284.

Callon, M, Lascoumes, P and Barthe, Y (2001). Acting in an Uncertain World. An Essay on Technical Democracy. Boston Mass: MIT Press.

Ford, A. and Newell, P. (2021) Regime resistance and accommodation: Toward a neo-Gramscian perspective on energy transitions, Energy Research & Social Science, 79.

Goffman, E. (1959). The presentation of self in everyday life. Garden City, NY:Doubleday.

Golnaraghi, M et. al. (2021) Climate Change Risk Assessment for the Insurance Industry: A holistic decision-making framework and key considerations for both sides of the balance sheet, The Geneva Association: https://www.genevaassociation.org/sites/default/files/research-topics-document-type/pdf_public/climate_risk_web_final_250221.pdf Last accessed on 06.10.2022.

Krauss, A.D. (2021) ‘Chapter 16 – Effect of climate change on the insurance sector’, in ed. Letcher T.M., The Impacts of Climate Change: A Comprehensive Study of Physical, Biophysical, Social, and Political Issues, Bath, UK: Laurel House, Stratton on the Fosse: 397-436.

 Laclau, E. and Mouffe, C. (2001). Hegemony and Socialist Strategy: Towards A Radical Democratic Politics. NY: Verso.

Marres N. The Issues Deserve More Credit: Pragmatist Contributions to the Study of Public Involvement in Controversy. Social Studies of Science. 2007; 37(5): 759-780.

Newell, P. (2021). Power Shift: The Global Political Economy of Energy Transitions. Cambridge: Cambridge University Press.

Newell, P., & Mulvaney, D. (2013). The political economy of the ‘just transition’. The Geographical Journal, 170(2): 132–140.

Oxfam (2021) ‘Net zero’ carbon targets are dangerous distractions from the priority of cutting emissions says new Oxfam report. Press Releases, 03.08.2021: https://www.oxfam.org/en/press-releases/net-zero-carbon-targets-are-dangerous-distractions-priority-cutting-emissions-says Last accessed on 06.10.2022.

Paterson, M (2001) Risky Business: Insurance Companies in Global Warming Politics, Global Environmental Politics, 1(4): 18–42.

Swilling M. & Annecke E. (2012). Just transitions: explorations of sustainability in an unfair world. Claremont, South Africa, UCT Press.

Turnheim, B. and Sovacool B.K. (2020) Forever stuck in old ways? Pluralising incumbencies in sustainability transitions, Environmental Innovation and Societal Transitions. 35: 180-184.

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The authors of this blog have worked on this as “the Carbon Elites Collective”, which includes Aslak-Antti Oksanen (Bristol, SPAIS), Keri Facer (Bristol, School of Education), Peter Newell (University of Sussex), Pablo Suarez (The Red Cross/Red Crescent), María Estrada Fuentes (Royal Holloway), Jeremy Brice (University of Manchester), Antonia Layard  (University of Oxford) and Kendra Allenby (freelance cartoonist).

Are you a journalist looking for climate experts for COP28? We’ve got you covered

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We’ve got lots of media trained climate change experts. If you need an expert for an interview, here is a list of our experts you can approach. All media enquiries should be made via Victoria Tagg, our dedicated Media and PR Manager at the University of Bristol. 

Email victoria.tagg@bristol.ac.uk or call +44 (0)117 428 2489.

Climate change / climate emergency / climate science / climate-induced disasters

Dr Eunice Lo – expert in changes in extreme weather events such as heatwaves and cold spells, and how these changes translate to negative health outcomes including illnesses and deaths. Follow on Twitter/X @EuniceLoClimate.

Professor Daniela Schmidt – expert in the causes and effects of climate change on marine systems. Dani is also a Lead Author on the IPCC reports.

Dr Katerina Michalides – expert in drylands, drought and desertification and helping East African rural communities to adapt to droughts and future climate change. Follow on Twitter/X @_kmichaelides.

Professor Dann Mitchell – expert in how climate change alters the atmospheric circulation, extreme events, and impacts on human health. Dann is also a Met Office Chair. Follow on Twitter/X @ClimateDann.

Professor Dan Lunt – expert on past climate change, with a focus on understanding how and why climate has changed in the past and what we can learn about the future from the past. Dan is also a Lead Author on IPCC AR6. Follow on Twitter/X @ClimateSamwell.

Professor Jonathan Bamber – expert on the impact of melting land ice on sea level rise (SLR) and the response of the ocean to changes in freshwater forcing. Follow on Twitter/X @jlbamber

Professor Paul Bates CBE – expert in the science of flooding, risk and reducing threats to life and economic losses worldwide. Follow on Twitter/X @paul_d_bates

Dr Matt Palmer – expert in sea level and ocean heat content at the Met Office Hadley Centre and University of Bristol. Follow on Twitter/X @mpclimate.

Professor Guy Howard – expertise in building resilience and supporting adaptation in water systems, sanitation, health care facilities, and housing. Expert in wider infrastructure resilience assessment.

Net Zero / Energy / Renewables

Dr Caitlin Robinson – expert on energy poverty and energy justice and also in mapping ambient vulnerabilities in UK cities. Caitlin will be virtually attending COP28. Follow on Twitter/X @CaitHRobin.

Professor Philip Taylor – Expert in net zero, energy systems, energy storage, utilities, electric power distribution. Also Pro-Vice Chancellor at the University of Bristol. Follow on Twitter/X @rolyatlihp.

Dr Colin Nolden – expert in sustainable energy policyregulation and business models and interactions with secondary markets such as carbon markets and other sectors such as mobility. Colin will be in attendance in the Blue Zone at COP28 during week 2.

Professor Charl Faul – expert in novel functional materials for sustainable energy applications e.g. in CO2 capture and conversion and energy storage devices.  Follow on Twitter/X @Charl_FJ_Faul.

Climate finance / Loss and damage

Dr Rachel James – Expert in climate finance, damage, loss and decision making. Also has expertise in African climate systems and contemporary and future climate change. Follow on Twitter/X @_RachelJames.

Dr Katharina Richter – expert in decolonial environmental politics and equitable development in times of climate crises. Also an expert on degrowth and Buen Vivir, two alternatives to growth-based development from the Global North and South. Katarina will be virtually attending COP28. @DrKatRichter.

Climate justice

Dr Alix Dietzel – climate justice and climate policy expert. Focusing on the global and local scale and interested in how just the response to climate change is and how we can ensure a just transition. Alix will be in attendance in the Blue Zone at COP28 during week 1. Follow on Twitter/X @alixdietzel.

Dr Ed Atkins – expert on environmental and energy policy, politics and governance and how they must be equitable and inclusive. Also interested in local politics of climate change policies and energy generation and consumption. Follow on Twitter/X @edatkins_.

Dr Karen Tucker – expert on colonial politics of knowledge that shape encounters with indigenous knowledges, bodies and natures, and the decolonial practices that can reveal and remake them. Karen will be in attending the Blue Zone of COP28 in week 2.

Climate change and health

Dr Dan O’Hare – expert in climate anxiety and educational psychologist. Follow on Twitter/X @edpsydan.

Professor Dann Mitchell – expert in how climate change alters the atmospheric circulation, extreme events, and impacts on human health. Dann is also a Met Office Chair. Follow on Twitter/X @ClimateDann.

Dr Eunice Lo – expert in changes in extreme weather events such as heatwaves and cold spells, and how these changes translate to negative health outcomes including illnesses and deaths. Follow on Twitter/X @EuniceLoClimate.

Professor Guy Howard – expert in influence of climate change on infectious water-related disease, including waterborne disease and vector-borne disease.

Professor Rachael Gooberman-Hill – expert in health research, including long-term health conditions and design of ways to support and improve health. @EBIBristol (this account is only monitored in office hours).

Youth, children, education and skills

Dr Dan O’Hare – expert in climate anxiety in children and educational psychologist. Follow on Twitter/X @edpsydan.

Dr Camilla Morelli – expert in how children and young people imagine the future, asking what are the key challenges they face towards the adulthoods they desire and implementing impact strategies to make these desires attainable. Follow on Twitter/X @DrCamiMorelli.

Dr Helen Thomas-Hughes – expert in engaging, empowering, and inspiring diverse student bodies as collaborative environmental change makers. Also Lead of the Cabot Institute’s MScR in Global Environmental Challenges. Follow on Twitter/X @Researchhelen.

Professor Daniela Schmidt – expert in the causes and effects of climate change on marine systems. Dani is also a Lead Author on the IPCC reports. Also part of the Waves of Change project with Dr Camilla Morelli, looking at the intersection of social, economic and climatic impacts on young people’s lives and futures around the world.

Climate activism / Extinction Rebellion

Dr Oscar Berglund – expert on climate change activism and particularly Extinction Rebellion (XR) and the use of civil disobedience. Follow on Twitter @berglund_oscar.

Land / Nature / Food

Dr Jo House – expert on land and climate interactions, including emissions of carbon dioxide from land use change (e.g. deforestation), climate mitigation potential from the land (e.g. afforestationbioenergy), and implications of science for policy. Previously Government Office for Science’s Head of Climate Advice. Follow on Twitter @Drjohouse.

Professor Steve Simpson – expert marine biology and fish ecology, with particular interests in the behaviour of coral reef fishes, bioacoustics, effects of climate change on marine ecosystems, conservation and management. Follow on Twitter/X @DrSteveSimpson.

Dr Taro Takahashi – expert on farminglivestock production systems as well as programme evaluation and general equilibrium modelling of pasture and livestock-based economies.

Dr Maria Paula Escobar-Tello – expert on tensions and intersections between livestock farming and the environment.

Air pollution / Greenhouse gases

Dr Aoife Grant – expert in greenhouse gases and methane. Set up a monitoring station at Glasgow for COP26 to record emissions.

Professor Matt Rigby – expert on sources and sinks of greenhouse gases and ozone depleting substances. Follow on Twitter @TheOtherMRigby.

Professor Guy Howard – expert in contribution of waste and wastewater systems to methane emissions in low- and middle-income countries

Plastic and the environment

Dr Charlotte Lloyd – expert on the fate of chemicals in the terrestrial environment, including plasticsbioplastics and agricultural wastes. Follow on Twitter @DrCharlLloyd.

Cabot Institute for the Environment at COP28

We will have three media trained academics in attendance at the Blue Zone at COP28. These are: Dr Alix Dietzel (week 1), Dr Colin Nolden (week 2) and Dr Karen Tucker (week 2). We will also have two academics attending virtually: Dr Caitlin Robinson and Dr Katharina Richter.

Read more about COP on our website at https://bristol.ac.uk/cabot/what-we-do/projects/cop/
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This blog was written by Amanda Woodman-Hardy, Communications and Engagement Officer at the Cabot Institute for the Environment. Follow on Twitter @Enviro_Mand and @cabotinstitute.

Watch our Cabot Conversations – 10 conversations between 2 experts on a climate change issue, all whilst an artist listens in the background and interprets the conversation into a beautiful piece of art in real time. Find out more at bristol.ac.uk/cabot/conversations.