The cracks are where the light gets in – studying vulnerabilities in Elite Incumbent Resistance at COP26

Elites are often rightly blamed for resisting bold action needed to tackle climate change. But what if elite alliances are more fragile than commonly assumed? What if we consider Elite Incumbent Resistance – to transitions in food, energy and finance – not as a homogenous bloc of resistance towards sustainability transitions, but instead as made up of temporary, fragile alliances held together in ways that might be amenable to disruption?

A group of interdisciplinary researchers brought together by the British Academy’s Virtual Sandpit on Just Transition, set out to explore this question by piloting a new approach to studying the COP26 Climate Summit.

Starting Points

This thought experiment emerged from a critique of existing International Political Economy literature on climate negotiations which tends to focus on intense resistance to transitions to sustainable societies from elite groups benefiting from the status quo. This approach tends to homogenise incumbent elite-alliances, making them appear more robust than they really are. We were curious about what would happen if we instead focused on the vulnerabilities inherent in any alliances and how they are maintained and undone in climate negotiations. 

As tools to help us think this through, we firstly turned to  Laclau and Mouffe’s work on hegemony and socialist strategy. This is an old text but still relevant as it shows how all alliances are built on what they call relations of ‘equivalence’, which means, in simple terms, coming to a compromise about what key words  (‘sustainable growth’ anyone?) mean. These equivalences, however, are always temporary and can, in theory, be unsettled. 

Secondly, we drew on performance theory to highlight the importance of physical, visual and material performances, like UNFCCC COPs, for creating and maintaining the impression of elite unity and competence in managing global public goods like the climate. 

Thirdly, Science and technology studies helped us to consider how to spot opportunities to facilitate rapid transitions by identifying how changing material circumstances bridge differences between previously opposed groups.  Equally, the multiple-level perspective, drew our attention to how changing conditions at regime, landscape and local levels might have the opportunity to both disrupt existing alliances and bring seemingly opposed groups together through shared interests.  

With these theories, we set out to explore whether we could find cracks in elite forums at COP, explore whether there were strains in these performances and if we could identify potentially new alliances that might come out of opening up these cracks. 

What happens next is described in the rest of this blog and illustrated with cartoons we developed to capture the essence of what we came to think of as the highly vulnerable performances of elite power at COP26. 

Performing the COP

What struck us about COP26 was that it was not a coherent space managed and led by a single elite. Instead, it had a multiple, fragmented nature. COP is perhaps best thought of as a bewildering circus of loosely connected activities masquerading as a single event.  

This is not surprising. A COP meeting gathers multiple groups with contradictory aims: simultaneously a forum of intergovernmental negotiations, a trade fair for corporate partners and a site of civil society participation and protests. 

What is also noticeable, however, is that this fragmentation is hierarchically organised through complex procedures of inclusion and exclusion (Blue Zones, Green Zones, Access Cards, T shirts) with different levels of access accorded to different groups depending on their symbolic importance for validating the COP performance of an inclusive and diverse forum (recognised and acceptable scientists, a selection of key green activists and representatives of youth indigenous peoples). This is stage managed in such a way as to produce a performance that reassures a public watching via television and social media that there is a coherent plan for averting climate disaster. 

Cartoon of a clown made of two children standing on top of each other, standing at the entrance to a circus talking to two other children saying "of course we're a real-life legitimate, trustworthy, responsible, ticket-taking adult".

The hierarchical format of the COP, most clearly expressed through the separation between the Green and Blue Zones, maintains the impression of there being a central heart of power,  where decisions are made and the global response is organised. Such an impression produces the performance of the COP as the key forum for climate action, to which interested parties must desire access, and in which those with access must desire ever greater access to the ever elusive and ever more exclusive circle of decision-making. Despite this, the event was characterised in fact by a pluralisation of decision-making activities – by side dinners for particular industries, by one to one meetings, bilateral agreements, and encounters between civil society, academic, policy, media and industry groups. 

From this perspective, the ultimate discursive illusion of the COP is that there is a central seat of power, of the governing and corporate elites that come together in a single place to take decisive actions to avert climate change disaster. The selective inclusion of groups like youth, indigenous peoples and green civil society organisations in particular, served to bolster this illusion – creating an impression of participation while reducing them to symbolic speeches and side-events. We call this co-option because, in reality, such groups and individuals appear to have had almost no influence on the outcomes of COP, the Glasgow Climate Pact or the agreement of the Paris Rulebook.  

A circus master standing on a stand talking to people saying "everyone has a role here! your role is to stand 3 miles away, quietly".

Intra-elite cracks and potential for new alliances

Drawing on Laclau and Mouffe, we mapped out the discursive nodal points that created the equivalences that allowed the highly fractured parties in the discussions to sustain the perception of elite consensus on addressing the climate crisis. Unsurprisingly, they were vague. All organised around the major overarching nodal point – the climate model itself. The key nodal points of the official COP26 were  ‘keeping one degree alive’ and ‘achieving net-zero’, with vague references to  ‘technological solutions’ and ‘nature-based solutions’ as means of achieving this. These were reiterated in a variety of different formulations across all aspects of the COP – from the public-facing leaders’ stages to online materials to banners and marketing materials throughout the events. A second critical overarching nodal point was the false universalism that diffused responsibility from specific actors and instead presented this as a shared global challenge – the repeated marketing phrases ‘we are all in this together’ and ‘we have to turn anger into action’. This papered over the intra-elite cracks that would emerge between the winners and losers of any genuinely decisive action. 

Cartoon of balloons with environmental slogans on being popped with a person saying "your plan was more than just hot air though, right?"

Given the intentional ambiguity of these discursive nodal points, there is unsurprisingly growing debate about what they actually mean, and signs of intra-elite cracks emerging around them. This creates opportunities for civil society groups and others wanting to build alternative strategies to combat the climate emergency. 

An example of such a crack is evident in the concept of ‘nature-based solutions’ and what it can mean to different incumbent elite factions. The fossil fuel industry is happy to endorse this phrase, provided that it allows offsets from carbon emissions through reforestation to reach ‘net-zero’. Such an interpretation of nature-based solutions would in practice mean doubling down on current practices which have led to the displacement of indigenous peoples and peasants to make room for offsetting plantations.  On the other hand, the insurance industry, which routinely underwrites extractive projects, has grown increasingly aware of its exposure to climate change. We can see an emerging rift between them and their long time fossil fuel partners as they begin to demand that nature-based solutions involve the preservation of biodiverse nature. 

At COP we saw some examples of civil society groups seeking to re-articulate and open up the contestation in terms such as ‘nature-based solutions’ and ‘we are all in this together’ as a way of disrupting intra elite relationships. For example, we saw joint activities between the insurance giant Aviva, civil society group Global Canopy and representatives of Amazonian Indigenous peoples speaking of their partnership in identifying companies contributing to deforestation and divesting from them. Such activities take these key terms and make visible the differences in how they might be interpreted in ways that can either enable the preservation of climate destroying practices or empower current custodians of biodiverse nature. Such events successfully undermine the performance of consensus in events such as COP and outline routes towards rearticulating these key terms in ways that allow new alliances to form between marginalised and elite groups. 

Reflections

Our team started out with hunches that there were cracks in elite incumbent resistance to serious actions to tackle climate change. What we came away with after using these theoretical tools to make sense of the COP was less a sense of cracks in alliances, and instead a sense of profound fragmentation, disconnection between hugely varied actors and a desperate struggle to create the impression of coherence and the successful performance of control. We were left wondering whether the search for ever greater access to inner sanctums of elite power that seemed to be ever more elusive would be a wise strategy for actors wishing to shift the debate. Instead, starting from an assumption of heterogeneity and disorganisation, of failed performances and illusory central points of power would suggest there are opportunities in thinking horizontally, organising in multiple sites, pluralising and making visible the heterogeneity of decision-making moments. At the same time, rather than simply naming the over-familiar discursive nodal points as ‘blah blah blah’ – recognising them precisely as a key means of organising alliances, the challenge may be to occupy, interpret and reinterpret these terms. If we are all in it together – let’s make it all of us, if we are looking for nature-based solutions – let’s have a conversation about the different meanings of nature and what we are looking for a solution to. 

In other words – our sense is that it no longer makes sense to only search for cracks in elite incumbent resistance. But instead – there is merit in starting from the assumption that it is a miracle that alliances are made at all, and working creatively and persuasively to make visible the divides that sit both beneath the performance of events like COP, and the disagreements that sit within the language of consensus. From that, new alliances might be made. 

References

Austin, J. L. (1962). How to Do Things with Words. Oxford: University Press.

Bachram H. (2004) Climate fraud and carbon colonialism: the new trade in greenhouse gases, Capitalism Nature Socialism, 15:4: 5-20.

Barry, A. (2002) The anti-political economy, Economy and Society, 31:2: 268-284.

Callon, M, Lascoumes, P and Barthe, Y (2001). Acting in an Uncertain World. An Essay on Technical Democracy. Boston Mass: MIT Press.

Ford, A. and Newell, P. (2021) Regime resistance and accommodation: Toward a neo-Gramscian perspective on energy transitions, Energy Research & Social Science, 79.

Goffman, E. (1959). The presentation of self in everyday life. Garden City, NY:Doubleday.

Golnaraghi, M et. al. (2021) Climate Change Risk Assessment for the Insurance Industry: A holistic decision-making framework and key considerations for both sides of the balance sheet, The Geneva Association: https://www.genevaassociation.org/sites/default/files/research-topics-document-type/pdf_public/climate_risk_web_final_250221.pdf Last accessed on 06.10.2022.

Krauss, A.D. (2021) ‘Chapter 16 – Effect of climate change on the insurance sector’, in ed. Letcher T.M., The Impacts of Climate Change: A Comprehensive Study of Physical, Biophysical, Social, and Political Issues, Bath, UK: Laurel House, Stratton on the Fosse: 397-436.

 Laclau, E. and Mouffe, C. (2001). Hegemony and Socialist Strategy: Towards A Radical Democratic Politics. NY: Verso.

Marres N. The Issues Deserve More Credit: Pragmatist Contributions to the Study of Public Involvement in Controversy. Social Studies of Science. 2007; 37(5): 759-780.

Newell, P. (2021). Power Shift: The Global Political Economy of Energy Transitions. Cambridge: Cambridge University Press.

Newell, P., & Mulvaney, D. (2013). The political economy of the ‘just transition’. The Geographical Journal, 170(2): 132–140.

Oxfam (2021) ‘Net zero’ carbon targets are dangerous distractions from the priority of cutting emissions says new Oxfam report. Press Releases, 03.08.2021: https://www.oxfam.org/en/press-releases/net-zero-carbon-targets-are-dangerous-distractions-priority-cutting-emissions-says Last accessed on 06.10.2022.

Paterson, M (2001) Risky Business: Insurance Companies in Global Warming Politics, Global Environmental Politics, 1(4): 18–42.

Swilling M. & Annecke E. (2012). Just transitions: explorations of sustainability in an unfair world. Claremont, South Africa, UCT Press.

Turnheim, B. and Sovacool B.K. (2020) Forever stuck in old ways? Pluralising incumbencies in sustainability transitions, Environmental Innovation and Societal Transitions. 35: 180-184.

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The authors of this blog have worked on this as “the Carbon Elites Collective”, which includes Aslak-Antti Oksanen (Bristol, SPAIS), Keri Facer (Bristol, School of Education), Peter Newell (University of Sussex), Pablo Suarez (The Red Cross/Red Crescent), María Estrada Fuentes (Royal Holloway), Jeremy Brice (University of Manchester), Antonia Layard  (University of Oxford) and Kendra Allenby (freelance cartoonist).

Towards urban climate resilience: learning from Lusaka

 

“This is a long shot!”

These were the words used by Richard Jones (Science Fellow, Met Office) in August 2021 when he asked if I would consider leading a NERC proposal for a rapid six-month collaborative international research and scoping project, aligned to the COP26 Adaptation and Resilience theme. The deadline was incredibly tight but the opportunity was too good to pass up – we set to work!

Background to Lusaka and FRACTAL

Zambia’s capital city, Lusaka, is one of Africa’s fastest growing cities, with around 100,000 people in the early 1960s to more than 3 million people today. 70% of residents live in informal settlements and some areas are highly prone to flooding due to the low topography and highly permeable limestone sitting on impermeable bedrock, which gets easily saturated. When coupled with poor drainage and ineffective waste management, heavy rainfall events during the wet season (November to March) can lead to severe localised flooding impacting communities and creating serious health risks, such as cholera outbreaks. Evidence from climate change studies shows that heavy rainfall events are, in general, projected to increase in intensity over the coming decades (IPCC AR6, Libanda and Ngonga 2018). Addressing flood resilience in Lusaka is therefore a priority for communities and city authorities, and it became the focus of our proposal.

Lusaka was a focal city in the Future Resilience for African CiTies and Lands (FRACTAL) project funded jointly by NERC and DFID from 2015 to 2021. Led by the Climate System Analysis Group (CSAG) at the University of Cape Town, FRACTAL helped to improve scientific knowledge about regional climate in southern Africa and advance innovative engagement processes amongst researchers, practitioners, decision-makers and communities, to enhance the resilience of southern African cities in a changing climate. I was lucky enough to contribute to FRACTAL, exploring new approaches to climate data analysis (Daron et al., 2019) and climate risk communication (Jack et al., 2020), as well as taking part in engagements in Maputo, Mozambique – another focal city. At the end of FRACTAL there was a strong desire amongst partners to sustain relationships and continue collaborative research.

I joined the University of Bristol in April 2021 with a joint position through the Met Office Academic Partnership (MOAP). Motivated by the potential to grow my network, work across disciplines, and engage with experts at Bristol in climate impacts and risk research, I was excited about the opportunities ahead. So when Richard alerted me to the NERC call, it felt like an amazing opportunity to continue the work of FRACTAL and bring colleagues at the University of Bristol into the “FRACTAL family” – an affectionate term we use for the research team, which really has become a family from many years of working together.

Advancing understanding of flood risk through participatory processes

Working closely with colleagues at Bristol, University of Zambia, University of Cape Town, Stockholm Environment Institute (SEI – Oxford), Red Cross Climate Centre, and the Met Office, we honed a concept building on an idea from Chris Jack at CSAG to take a “deep dive” into the issues of flooding in Lusaka – an issue only partly explored in FRACTAL. Having already established effective relationships amongst those involved, and with high levels of trust and buy-in from key institutions in Lusaka (e.g., Lusaka City Council, Lusaka Water Security Initiative – LuWSI), it was far easier to work together and co-design the project; indeed the project conceived wouldn’t have been possible if starting from scratch. Our aim was to advance understanding of flood risk and solutions from different perspectives, and co-explore climate resilient development pathways that address the complex issue of flood risk in Lusaka, particularly in George and Kanyama compounds (informal settlements). The proposal centred on the use of participatory processes that enable different communities (researchers, local residents, city decision makers) to share and interrogate different types of knowledge, from scientific model datasets to lived experiences of flooding in vulnerable communities.

The proposal was well received and the FRACTAL-PLUS project started in October 2021, shortly before COP26; PLUS conveys how the project built upon FRACTAL but also stands for “Participatory climate information distillation for urban flood resilience in LUSaka”. The central concept of climate information distillation refers to the process of extracting meaning from multiple sources of information, through careful and open consideration of the assumptions, strengths and limitations in constructing the information.

The “Learning Lab” approach

Following an initial evidence gathering and dialogue phase at the end of 2021, we conducted two collaborative “Learning Labs” held in Lusaka in January and March 2022. Due to Covid-19, the first Learning Lab was held as a hybrid event on 26-27 January 2022. It was facilitated by the University of Zambia team with 20 in-person attendees including city stakeholders, the local project team and Richard Jones who was able to travel at short notice. The remainder of the project team joined via Zoom. Using interactive exercises, games (a great way to promote trust and exchange of ideas), presentations, and discussions on key challenges, the Lab helped unite participants to work together. I was amazed at the way participants threw themselves into the activities with such enthusiasm – in my experience, this kind of thing never happens when first engaging with people from different institutions and backgrounds. Yet because trust and relationships were already established, there was no apparent barrier to the engagement and dialogue. The Lab helped to further articulate the complexities of addressing flood risks in the city, and showed that past efforts – including expensive infrastructure investments – had done little to reduce the risks faced by many residents.

One of the highlights of the Labs, and the project overall, was the involvement of cartoon artist Bethuel Mangena, who developed a number of cartoons to support the process and extract meaning (in effect, distilling) the complicated and sensitive issues being discussed. The cartoon below was used to illustrate the purpose of the Lab, as a meeting place for ideas and conversations drawing on different sources of information (e.g., climate data, city plans and policies) and experiences of people from flood-affected communities. All of the cartoons generated in the project, including the feature image for this blog, are available in a Flickr cartoon gallery – well worth a look!

Image: Cartoon highlighting role of Learning Labs in FRACTAL-PLUS by Bethuel Mangena

Integrating scientific and experiential knowledge of flood risk

In addition to the Labs, desk-based work was completed to support the aims of the project. This included work by colleagues in Geographical Sciences at Bristol, Tom O’Shea and Jeff Neal, to generate high-resolution flood maps for Lusaka based on historic rainfall information and for future climate scenarios. In addition, Mary Zhang, now at the University of Oxford but in the School of Policy Studies at Bristol during the project, collaborated with colleagues at SEI-Oxford and the University of Zambia to design and conduct online and in-person surveys and interviews to elicit the lived experiences of flooding from residents in George and Kanyama, as well as experiences of those managing flood risks in the city authorities. This work resulted in new information and knowledge, such as the relative perceived roles of climate change and flood management approaches in the levels of risk faced, that was further interrogated in the second Learning Lab.

Thanks to a reduction in covid risk, the second lab was able to take place entirely in person. Sadly I was unable to travel to Lusaka for the Lab, but the decision to remove the virtual element and focus on in-person interactions helped further promote active engagement amongst city decision-makers, researchers and other participants, and ultimately better achieve the goals of the Lab. Indeed the project helped us learn the limits of hybrid events. Whilst I remain a big advocate for remote technology, the project showed it can be far more productive to have solely in-person events where everyone is truly present.

The second Lab took place at the end of March 2022. In addition to Lusaka participants and members of the project team, we were also joined by the Mayor of Lusaka, Ms. Chilando Chitangala. As well as demonstrating how trusted and respected our partners in Lusaka are, the attendance of the mayor showed the commitment of the city government to addressing climate risks in Lusaka. We were extremely grateful for her time engaging in the discussions and sharing her perspectives.

During the lab the team focused on interrogating all of the evidence available, including the new understanding gained through the project from surveys, interviews, climate and flood data analysis, towards collaboratively mapping climate resilient development pathways for the city. The richness and openness in the discussions allowed progress to be made, though it remains clear that addressing flood risk in informal settlements in Lusaka is an incredibly challenging endeavour.

Photo: Participants at March 2022 Learning Lab in Lusaka

What did we achieve?

The main outcomes from the project include:

  1. Enabling co-exploration of knowledge and information to guide city officials (including the mayor – see quote below) in developing Lusaka’s new integrated development plan.
  2. Demonstrating that flooding will be an ongoing issue even if current drainage plans are implemented, with projections of more intense rainfall over the 21st century pointing to the need for more holistic, long-term and potentially radical solutions.
  3. A plan to integrate flood modelling outputs into the Lusaka Water Security Initiative (LuWSI) digital flood atlas for Lusaka.
  4. Sustaining relationships between FRACTAL partners and building new links with researchers at Bristol to enable future collaborations, including input to a new proposal in development for a multi-year follow-on to FRACTAL.
  5. A range of outputs, including contributing to a FRACTAL “principles” paper (McClure et al., 2022) supporting future participatory projects.

It has been such a privilege to lead the FRACTAL-PLUS project. I’m extremely grateful to the FRACTAL family for trusting me to lead the project, and for the input from colleagues at Bristol – Jeff Neal, Tom O’Shea, Rachel James, Mary Zhang, and especially Lauren Brown who expertly managed the project and guided me throughout.

I really hope I can visit Lusaka in the future. The city has a special place in my heart, even if I have only been there via Zoom!

“FRACTAL-PLUS has done well to zero in on the issue of urban floods and how climate change pressures are making it worse. The people of Lusaka have continually experienced floods in various parts of the city. While the problem is widespread, the most affected people remain to be those in informal settlements such as George and Kanyama where climate change challenges interact with poor infrastructure, poor quality housing and poorly managed solid waste.” Mayor Ms. Chilando Chitangala, 29 March 2022

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This blog is written by Dr Joe Daron, Senior Research Fellow, Faculty of Science, University of Bristol;
Science Manager, International Climate Services, Met Office; and Cabot Institute for the Environment member.
Find out more about Joe’s research at https://research-information.bris.ac.uk/en/persons/joe-daron.