Regulatory defection in electricity markets

Graphic by Sarah Harman. Taken from energy.gov.

Electricity systems are undergoing rapid transformation. An increasing share of previously passive consumers is defecting energy demand and supply from the public electricity network (grid) as active ‘prosumers’ while technological and business model innovation is enabling demand-side resources to provide reliable and cost competitive alternatives to supply capacity.

Yet, centralised supply-focused market structures dominated by legacy infrastructures, technologies and supply chains associated with path-dependencies and technological lock-ins continue to dominate. Regulation has been designed around these existing supply-focused markets and structures rather than networks of the future capable of integrating and facilitating smart, flexible systems. Current systems and their regulatory frameworks are struggling to engage and integrate a range of technological, economic and social innovations promising consumer-oriented solutions to environmental problems.

In the UK, the Office for Gas and Electricity Markets (Ofgem) regulates the electricity and gas markets to protect the interest of existing and future consumers. Ofgem acknowledges that ‘moving from a largely centralised, carbon-intensive model to one which will be increasingly carbon-constrained, smart, flexible and decentralised is creating challenges which can only be addressed by innovation’.

In practice, the rapid diffusion of emerging digital technologies such as smart grids, smart meters and the internet of things is disrupting market structures and business models. Progress in automated and machine learning is producing exponentially growing amounts of data which facilitates the deep learning required for more accurate time series predictions. At the same time, distributed ledger technologies such as blockchain provide combined digital accounting and measuring, reporting and verification infrastructures as well as a means of developing and executing smart contracts.

Regulators such as Ofgem are confronted with the need to ‘keep the lights on’ while balancing their primary focus of regulating centralised electricity supply and trading markets with engaging with disruptive innovations. This is reflected in Ofgem’s monolithic, centralised structure, despite its commitment to facilitating smart systems, flexibility and non-traditional business models.

The question is, how can the regulator square grid code written for large-scale generators and wholesale traders with an increasing understanding of and desire to facilitate smart, flexible systems?

Disruptive technologies and business model innovation

In practice, smart, flexible systems imply the bidirectional flow of information which relies on a combination of on storage, demand-side responses, interconnection and energy efficiency increasingly facilitated by emerging digital and distributed ledger technologies. It is evident that existing legal frameworks will need to change to accommodate emerging digital and distributed ledger technologies, but regulators need to proceed with caution and change is inevitably a slow process that needs to take a very wide range of statutory and non-statutory requirements into account. Up to that point, however, the regulators’ discretionary and exempting power can and should be applied (with caution).

In Europe, Ofgem is at the forefront alongside the Dutch regulator (Authority for Consumers and Markets – ACM) in providing ‘regulatory sandboxes’ for microgrids and peer-to-peer trading which facilitates buying and selling electricity locally. These sandboxes facilitate experimentation and innovation without companies incurring or being subject to established regulatory requirements.

Despite Ofgem’s commitment to providing space for experimentation and innovation, missing market rules and high entry barriers encourage innovators to seek alternatives through regulatory defection. Two reports by the Rocky Mountain Institute, one on load defection and one on grid defection sensitised research and policy communities to economic aspects of electricity market defection. Regulatory defection is another aspect of the same issue but it deals with the broader opportunity (and concern) of economic activity shifting beyond particular regulatory spaces and boundaries. Arguments have been put forward that the trend of government withdrawing from energy policy rewards regulatory defection in electricity markets.

Concrete examples of regulatory defection in the electricity market include engaging in behind the meter generation, private wire supply and microgrids. Behind the meter generation is facilitated by a rapid fall in electricity storage costs. Batteries are now available for home installation with promises of 60% savings on electricity bills if appropriately scaled to match on-roof solar PV generation. Behind the meter generation also includes anything else that can be done to limit engagement with the grid, including energy efficiency improvements and reducing demand.

Private wire supply and microgrids require the installation of dedicated physical electricity transmission infrastructure. Private wire enables generators to sell electricity to neighbouring premises without transmitting electricity through the grid. Microgrids take private wires a step further to include a private network across multiple sites and end consumers. These arrangements are complex and require considerable skills and capacity to engage with appropriate network design, infrastructure, installation costs, land and planning requirements and operation and maintenance.

Despite this complexity, regulatory defection is underway through behind the meter generation, private wire supply and microgrid development. For example, Easton Energy Group in Bristol is at the forefront of developing a community microgrid combining solar PV generation with battery storage and dedicated transmission infrastructure as part of their TWOs project.

Energy Service Company (ESCO) business models facilitate defection by shifting the emphasis on the delivery of energy services. Rather than delivering energy in the form of grid electricity or fuel, ESCOs deliver final energy services such as lighting, ventilation or refrigeration. By shifting profitability towards the efficient provision of these services at low energy and environmental costs, ESCOs shift economic activity beyond the scope of electricity market regulation.

Combined, behind the meter generation, private wire supply and microgrids on the one hand, and ESCO business models on the other, require a rethink of how electricity is regulated. Fairness and equity need to be prioritised to ensure that the costs of running the existing infrastructure (which will still be necessary no matter how rapidly distributed systems evolve) will not be borne by fewer and less fortunate consumers that lack the capacity to defect. Therefore, new regulatory approaches are required to ensure that clean energy will be available to all at affordable costs.

Embracing disruption

One way of engaging with change is by embracing the innovations that threaten to usurp the current system. The Chilean regulator, Commisión Nacional de Energía (CNE), considers Blockchain an essential element of fair and sustainable energy markets. Its web portal Energía Abierta, the 1st open data website in South America, uses Blockchain as a digital notary. It allows CNE to certify that information provided on the web portal has not been altered and modified while also leaving an immutable record of its existence.

To this end, CNE issues ‘certificates of trust’ to give greater credibility to the portal. The aim of the portal is to increase levels of trust among stakeholders and the general public that have access to and consume the portal’s data. Another aim is that by using blockchain, greater trust in the citizen-government relationship can be created through more open and transparent governance. Ultimately, CNE expects blockchain to increase traceability, accountability, transparency and trust.

Chile has taken the lead in using blockchain as part of its regulatory framework and other countries should learn from this experience, especially if blockchain is to fulfil its potential in reducing transaction costs and managing complexity. Combining distributed ledger technologies such as blockchain with emerging digital technologies such as smart grids, smart meters and the internet of things can provide a new platform for electricity market regulation with data embodied in electricity at its core rather than electricity by itself.

The problem with regulation, however, is that it is based on experience from the past. Regulating emerging technologies and facilitating beneficial outcomes while limiting potential negative ones requires a fine balance and technological agnosticism. In this context it is necessary to bear in mind that it is not Ofgem’s sole responsibility to alter regulation. The Department for Business, Energy and Industrial Strategy (BEIS), District Network Operators, the National Grid and combined industry code panels governed by the Competition and Markets Authority and determined by the Secretary of State also have a role to play.

Regulatory defection in electricity markets will continue progressing in the absence of new market structures. Maybe it is time to rethink electricity market regulation in this space along the lines of platform regulation?

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This blog has been written by Cabot Institute member Dr Colin Nolden, Vice Chancellor’s Fellow researching in Sustainable City Business Models (University of Bristol Law School).

Colin Nolden

Privacy paradoxes, digital divides and secure societies

More and more, we are living our lives in the online space. The development of wearable technology, automated vehicles, and the Internet of Things means that our societies are becoming increasingly digitized. Technological advances are helping monitor city life, target resources efficiently, and engage with citizens more effectively in so-called smart cities. But as with all technological developments, these substantial benefits are accompanied by multiple risks and challenges.

The Wannacry attack. The TalkTalk data breach. The Cambridge Analytica scandal. Phishing emails. Online scams. The list of digital threats reported by the media is seemingly endless. To tackle these growing threats, the National Cyber Security Centre (NCSC) was established in the UK in 2016 with the aim of making ‘the UK the safest place to live and do business online’. But with the increasing complexity of online life, connected appliances, and incessant data collection, how do people navigate these challenges in their day-to-day lives? As a psychologist, I am interested in how people consider and make decisions regarding these digital risks and how we can empower people to make more informed choices going forward.

The privacy paradox

People often claim that privacy is important to them. However, research shows that they are often willing to trade that privacy for short-term benefits. This incongruence between people’s self-reported attitudes and their behaviour has been termed the ‘privacy paradox’. The precise reasons for this are uncertain, but are likely to be a combination of lack of knowledge, competing goals and priorities, and the fact that maintaining privacy can be, well, difficult.

Security is often not an individual’s primary goal, instead being secondary to other tasks that they are trying to complete. For instance, accessing a particular app, sharing location data to find directions, or communicating on the move with friends and colleagues. Using these online services, however, often requires a trade-off with regards to privacy. This trade-off may be unclear, communicated through incomprehensible terms and conditions, or simply unavoidable for the user. Understanding what drives people to make these privacy trade-offs, and under what conditions, is a growing research area.

The digital divide

As in other areas of life, access to technology across society is not equal. Wearable technology and smart phones can be expensive. People may not be familiar with computers or have low levels of digital literacy. There are also substantial ethical implications about how such data may be used that are still being debated. For instance, how much will the information captured and analysed about citizens differ across socio-economic groups?

Research has also shown that people are differentially susceptible to cyber crime, with generational differences apparent (although, not always in the direction that you would expect). Trust in the institutions that handle digital data may vary across communities. Existing theories of societal differences, such as the Cultural Theory of Risk, are increasingly being applied to information security behaviour. Understanding how different groups within society perceive, consider, and are differentially exposed to, digital risks is vital if the potential benefits of such technologies are to be maximised in the future.

Secure societies – now and in the future

Regulation: The General Data Protection Regulation (GDPR) comes into force on the 25 May 2018. Like me, you may have been receiving multiple emails from companies informing you how they use your data, or asking your permission to keep it. This regulation is designed to help people manage their privacy and understand who has access to their data, and why. It also allows for substantial fines to be imposed if personal data is not managed adequately or if data breaches are not reported to authorities in a timely manner.

Secure by default: There is a growing recognition that products should have security built-in. Rather than relying on us, the human user, to understand and manage security settings on the various devices that we own, such devices should be ‘secure by default’. Previous considerations of humans as the ‘weakest link’ in cyber security are being replaced with an understanding that people have limited time, expertise and ability to manage security. The simplified password guidance provided by the NCSC provides a good example of this (7). Devices,  applications and policies should take the onus off the user as much as possible.

Education and communication: People need to be educated about online risks in an engaging, relevant and targeted way. Such risks can be perceived as abstract and distant from the individual, and can be difficult to understand at the technical level. I was recently paired with an artist as part of Creative Reactions 2018 (an art exhibition running in Hamilton House 11 – 22 May 2018) to portray my research in this area to members of the public in a different way. Understanding how best to communicate digital risks to diverse audiences who engage with the online world in a range of different contexts is crucial. In this regard, there is much to be learned from risk communication approaches used in climate change, public health, and energy sectors.

Overall, there is much to be optimistic about. A renewed focus on empowering people to understand digital risks and make informed decisions, supported by regulation, secure design and considerations of ethical issues. Only by understanding how people make decisions regarding online activities and emerging technologies, and providing them with the tools to manage their privacy and security effectively, can the opportunities provided by a digital society be fully realised in cities of the future.

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This blog has been written by Cabot Institute member Dr Emma Williams, a Vice-Chancellor’s Fellow in Digital Innovation and Well-being in the School of Experimental Psychology at the University of Bristol.

Sweet love for planet Earth: An ode to bias and fallacy

1. Apocalypse, Albert Goodwin (1903.) At the culmination of 800 paintings, Apocalypse, was the first of Goodwin’s works in which he introduced experimental techniques that marked a distinct departure from the imitations of Turner found in most of his earlier works. [picture courtesy of the Tate online collection.]
Ask for what end the heav’nly bodies shine, 
Earth for whose use? Pride answers, “Tis for mine: 
For me kind Nature wakes her genial pow’r, 
Suckles each herb, and spreads out ev’ry flow’r; 
Annual for me, the grape, the rose renew 
The juice nectareous, and the balmy dew; 
For me, the mine a thousand treasures brings; 
For me, health gushes from a thousand springs; 
Seas roll to waft me, suns to light me rise; 
My foot-stool earth, my canopy the skies.” ’
2. A section of the fifth (V) verse in the first epistle of Alexander Pope’s unfinished Essay on Man, (1733-34.)

Alexander Pope, 18th Century moral poet, pioneer in the use of the heroic couplet, second most quoted writer in the Oxford dictionary of quotations behind Shakespeare and shameless copycat. Coleridge suggested this is what held Pope back from true mastery, but It is beyond question that the results of this imitation cultured some of the finest poetry of the era. Yet still, Pope, the bel esprit of the literary decadence that proliferated within 18th Century written prose and inspiration for the excellence of Byron, Tennyson and Blake, to name but a few; spent a large amount of his creative life imitating the style of Dryden, Chaucer, and John Wilmot, Earl of Rochester. The notion that Pope (2), and Albert Goodwin (1), such precocious and natural talents, would invest so much time in mastering the artistic style of others is curious indeed, it too, provides a broad entry-point for a discussion on the roles of imitation, mimicry and mimesis in human growth, social and societal development.

You live & you learn

Having now formulated a suitable appeal to emotion, which very narrowly avoids the bandwagon, it is worth noting that imitation, and it’s cousins repetition and practice too, represent the way in which an infant might copy its parent’s behaviour, how a young artist may seek a suitably influential model as a teacher or a musician may seek to imitate sounds and transpose these as a compliment to their own polyphony, are a fundamental component in epistemology; the building of knowledge. This understanding has become increasingly important for my own research, whereby repetition and practice have not only become a primary process in developing my own knowledge but have also been important methodological heuristics for establishing imitation and mimicry as primary, collective responses for human survival during exigent situations.

These responses and the systems within which they exist are inherently complex. In developing a robust framework to analyse and evaluate them in relation to flood scenarios for my research (3 and 4) I have utilised the agent-based model to emulate the human response to hydrodynamic data. If you have ever dealt with a HR department, any form of customer service, submitted an academic paper for publishing or bore witness to the wonders of automated passport control then you will be privy to the sentiments of human complexity, as well as our growing dependence on automation to guide us through the orbiting complexity of general life. Raillery aside, these specific examples are rather attenuated situations on which to base broad assessments of human behaviour. The agent-based model itself, a chimera rooted in computational science, born from the slightly sinister cold-war (1953-62) era overlap between computer science, biology and physics and so by implication possessing the ability to model many facets of these disciplines, their related sub-disciplines and inter-disciplines; can provide a panoptic of the broader complexities of human systems and develop our understanding of them.

3 (above) & 4 (below). Examples of the agent-based model designed for my own research. The scenario shown is for human response to flooding in Carlisle. The population at risk (green ‘agents’) go about their daily routine until impact from the flood becomes apparent, at which point individuals can choose to go into evacuation mode (red ‘agents’.)

Academically, you may suggest that “these are bold claims!” (others certainly have!) tu quoque, I would retort “claims surely not beyond the horizons of your rationale or reasoning?” Diving deeper into the Carrollian involute of my research to underpin my quip (and readily expose myself to backfire bias) 12,000 simulations of the Carlisle flood case study with the aid of various choice-diffusion models to legitimise my computerised population’s decisions, have yielded a 66% preference for the population of Carlisle to interact with their neighbours and base their decision making on that of their social peers as opposed to following direct policy instruction. Broadly, this means that most of the computerised individuals respond to the flood by asking those around them what they are going to do, following their lead, imitating their evacuation decisions, mimicking their response to the flood.

Extrapolating beyond the confines of Carlisle, there are a great number of agent-based models that have explored the syncytia of human behaviours relative to systematic changes in their environment. Contra-academe and being a big fan of the veridical, I am happy to proclaim that my own model is a much wieldier alternative to the majority of those ‘big data’ models and so aims to demonstrate behavioural responses to events at a suitable point of balance between realism and interpretability. The agents represent individuals as close to reality as possible, they are defined by characteristics that define you, they and I – age, employment status etc. they are guided by self-interest and autonomously interact with a daily routine of choice that Joe public might undertake on an average day; they are (deep breath) meta-you, they and I as far as possibly mensurable, they do the same things, take the same missteps; even make the same mistakes* digitised and existent in an emulated environment replicant of ours.


(* not those kinds of mistakes.)

The cut worm forgives the plough

Veering this gnostic leviathan of an article away from the definite anecdotal and the convolvulus of complex system analysis, to what may well turn out to be a vast underestimation of reader credulity; the meat and water of this article has essentially been to provoke you into asking:

  • To what degree can choice, imitation, mimicry, influence be separated out from one another?
  • If the above is possible then how might they be measured?
  • How can these measurements be verified?
  • If verifiable then what implications do the outcomes carry?

Oliver Sachs suggested that mimicry and choice imply certain conscious intention, imitation is a pronounced psychological and physiological propensity universal to all human biology, all are traceable to instinct. In ‘The Chemical Basis of Morphogenesis, Alan Turing suggested how the various patterns of nature, spots stripes etc. could be produced from a common uniform state using reaction-diffusion equations. These equations are an important part of the algebraic family that form fractal geometry (patterns!) and the very basis of the agent-based model is a simple pattern equation known as the cellular automaton. Indeed, if you were to feed a chunk of algebra, let’s say to represent the geometric dimensions of an arbitrary but healthy and fully-formed leaf, into a graphic computer program and press go, a recursive pattern will form, and that pattern would represent the algebraic dimensions of the leaf (5.) These kinds of patterns are considered complex, the automaton, despite its rather complicated name, is a mathematically simplified way to represent complex patterns on a computer.

5. From nature to Timothy Leary in 3 small steps.

The patterns of agent diffusion within agent-based models could then be inferred as being
inherently representative of nature, natural process guided simply by the rules that naturally define our daily existence as defined by the automata and the demographics assigned to the agents within the agent-based model. The implications of all this fluff is that agent-based models can provide a good analogue for just that, natural process in addition to acting as an analytical tool to determine factors that may deviate those processes, providing an insight into the possible effects of affecting these processes with attenuating circumstances such as intense urbanisation, varying political climates and resource shortages; all key in the progression of human vulnerability and risk.

In terms of verification, envisage the situation where a flood is impending. You are broadly aware of flood policy and in the immediacy of impending situation you become aware of your neighbours beginning to leave their own homes or locale. Do you ask them why? Do you follow them? If so, why? If not, why not? Whatever your answers to this heavily loaded scenario may be, they will doubtlessly be littered with ‘ifs’ and ‘buts’ and this is fundamentally the obstacle policy faces in trying to ameliorate the fact that it is bound by more ‘ruban rouge’ than the Labour party directive on Brexit, is as apprehensible as the Voynich Manuscript and is as accessible as those two references compounded. Tools are required to test and visualise the compatibility interface between humans and policy before it is implemented. This will diversify and dilute it, making it more accessible; else it will forever be voided by its own hubris and lack of adequate testing. Whether the agent-based model can provide this panacea I am unsure, though one hopes.

An ode

So then, as this ode approaches the twilight of its purpose, having made it through the tour d’horizon of my research and personal interests, turgid with their own bias and logical fallacies (indicated at points, primarily to serve the author’s thirst for poetic liberty) I propose, a middle ground between pessimistic and optimistic bias, to the reader that you might embrace, and consider critically, the bias and fallacy that percolates through the world around you. In a world of climate change denial, where world leaders sharp-shoot their theses to inform decisions that affect us all and where it seems that technology and data has begun to determine our values and worth, it has never been more important to be self-aware and question the legitimacy of apathy for critique.

The ever-prescient Karl Popper suggested in his ‘conjectures and refutations’, that for science to be truly scientific a proposed theory must be refutable, as all theories have the potential to be ‘confirmed’ using the correct arrangement of words and data. It is only through refutation, or transcending the process of refutation, might we truly achieve progressive and beneficial answers to the questions upon which we base our theories. This being a process of empowerment and a sociological by-product of the positive freedom outlined by Erich Fromm. The freedom to progress collective understanding surely outweighs the freedom from fear of critical appraisal for having attempted to do so?  à chacun ses goûts, but consider this, in the final verse (7) of his Essay on Man, the final verse he ever wrote, Alexander Pope originally wrote that “One truth is clear, whatever is, is right.” By Popper’s standards, a lot of what ‘is’ today, shouldn’t be and this should ultimately leave us questioning the nature of our freedom, what exactly are we free to and free from? à chacun ses goûts?

‘All nature is but art, unknown to thee; 
All chance, direction, which thou canst not see; 
All discord, harmony, not understood; 
All partial evil, universal good: 
And, spite of pride, in erring reason’s spite, 
One truth is clear, whatever is, is right?
7. A section of the tenth (X) verse in the first epistle of Alexander Pope’s unfinished Essay on Man, (with edited last line for dramatic effect (1733-34.))
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This blog was written by Cabot Institute member, Thomas O’Shea, a 2nd year Ph.D. Researcher at the School of Geographical Sciences, University of Bristol. His interests span Complex Systems, Hydrodynamics, Risk and Resilience and Machine Learning.  Please direct any desired correspondence regarding the above to his university email at: t.oshea@bristol.ac.uk.
Thomas O’Shea

Read Thomas’ other blog in this series:


Dadaism in Disaster Risk Reduction: Reflections against method

Grey Britain: Misery, urbanism & neuroaesthetics

From meatless meat to trustless trust – can Blockchain change the way that we work together to create knowledge in smart cities?

 
Smart Cities apply technology, connectivity and data to the urban experience, but they could easily become Fake Cities. Their factories still produce things – but they are staffed by robots. Their cars still take you where you want to go – but they are driven by autonomous systems. You can hold their digital products in your hands – but only via a smart phone.
In the worst case, Smart Cities trade down authentic human experiences for something artificial, virtual and ersatz. But can the Smart City ever trade-up and improve on the original?Take food as an example. Scientists are perfecting cultured cells to grow synthetic meat in laboratories. Far from producing an unpalatable substitute, the result is said to be nutritious and tasty. As the world’s population grows rapidly, meatless meat is seen as a carbon and resource efficient alternative that could represent “the future of food”.
In their recent report partners in the UnLoCK consortium considered whether Blockchain and Distributed Ledger Technologies could similarly transform another basic human need – by creating “trustless trust.”
But might this be needed?
The argument goes that Smart Cities join-up multiple systems, more than have ever been connected before. The scale and complexity of the resulting ecosystem means that not all participants can expect to have pre-existing relationships with each other. In this context, it is difficult to know who or what to trust.
The blockchain is seen as a way for Information to be securely shared between peers. The important point is that rather than investing trust in one privileged partner, such as a bank, the focus moves to collectively creating a trusted system; one where peers collectively own and update the Distributed Ledger as a single version of the truth.
The UnLoCK consortium partners identify numerous areas where they would like to experiment with the application of this technology, from understanding the environmental provenance of goods and services within supply chains associated with new local approaches to house building, to systems that afford ‘smart citizens’ greater ownership and control of their personal data.
The consortium partners are planning further discussions to explore how to move from theory towards a working prototype. For more details of the UnLoCK consortium contact, Lisa Kehoe Lisa.kehoe@bristol.ac.uk and Stephen Hilton stephen.hilton@bristol.ac.uk
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This blog was written by Stephen Hilton, Director of Bristol Futures Global, and a University of Bristol Cabot Institute Fellow.
This blog was reposted with kind permission from PolicyBristol. View the original blog post.

Dadaism in Disaster Risk Reduction: Reflections against method

Much like Romulus and Remus, we the academic community must take the gift bestowed unto us by the Lupa Capitolina of knowledge and enact progressive change in these uncertain and complex times.

Reflections and introductions: A volta

The volta is a poetic device, closely but not solely, associated with the Shakespearean sonnet, used to enact a dramatic change in thought or emotion. Concomitant with this theme is that March is a month with symbolic links to change and new life. The Romans famously preferred to initiate the most significant socio-political manoeuvres of the empire during the first month of their calendar, mensis Martius. A month that marked the oncoming of spring, the weakening of winter’s grip on the land and a time for new life.

The need for change

Having very recently attended the March UKADR conference, organised by the Cabot Institute here in Bristol, I did so with some hope and anticipation. Hope and anticipation for displays and discussions that conscientiously touched upon this volta, this need for change in how we study the dynamics of natural hazards. The conference itself was very agreeable, it had great sandwiches, with much stimulating discussion taking place and many displays of great skill and ingenuity having been demonstrated. Yet, despite a few instances where this need for change was indirectly touched upon by a handful of speakers and displays, I managed to go the entirety of the conference without getting what I really wanted, an explicit discussion, mention, susurration of the role of emergence in natural disaster and resilience.

Understanding the problem

My interest in this kind of science is essentially motivated by merit of my Ph.D. research, here at the School of Geographical Sciences in Bristol, broadly concentrating on modelling social influence on, and response to, natural perturbations in the physical environment, i.e. urban flooding scenarios. From the moment I began the preliminary work for this project, it has steadily transformed into a much more complex mise-en-abyme of human inter-social dynamics, of understanding how these dynamics determine the systems within which we exist, both social and physical, and then the broader dynamics of these systems when change is enacted from within and upon them externally. A discipline known broadly as Complex Physical and Adaptive Systems, of which a very close theoretical by-product is the concept of emergence.
An enormous preoccupation throughout my research to this point has been in developing ways to communicate the links between these outlying concepts and those that are ad unicum subsidium. Emergence itself is considered a rather left-field concept, essentially because you can’t physically observe it happening around you. Defined, broadly, as a descriptive term whereby “the whole is greater than the sum of the parts”, it can be used to describe a system which is characterised by traits beyond those of the individual parts that comprise that system, some examples include a market economy, termite mounds, a rainforest ecosystem, a city and the internet. Applying this concept to human systems affected by natural disasters, to interpret the dynamics therein, is quite simple but due to the vast inter-disciplinary nature of doing so is seen as being a bit of an academic taboo.
A schematic representing the nature of a complex system. Vulnerability, Risk and hazards would co-exist as a supervenient, complex hierarchy.
So then, I remind myself that I shouldn’t feel downhearted, I saw clear evidence that we, the academic community, are certainly asking the right questions now and more often than ever before;
  • “How do we translate new methods for vulnerability and risk assessment into practice?”
  • “Are huge bunches of data, fed through rigid equations and tried and tested methods, really all we need to reduce the impacts of vulnerability and exposure, or do we need to be more dynamic in our methods?”
  • “Are the methods employed in our research producing an output with which the affected communities in vulnerable areas can engage with? If not, then why not and how can this be improved?”

Moving forward

Upon reflection, this pleased me. These questions are an acknowledgement of the complex hazard systems which exist and indicate that we are clearly thinking about the links between ourselves, our personal environment and the natural environment at large. Furthermore, it is clear, from the themes within these questions, that academia is crawling its way towards accepted and mainstream interdisciplinary method and practice. I am pleased, though not satiated, as I witnessed a discussion in the penultimate conference session where “more data and community training” was suggested as a solution to ever-increasing annual losses attributable to natural disasters globally. I am inherently pessimistic, but I am as unconvinced by the idea of Huxleyesque, neo-Pavlovian disaster training for the global masses as I am unmotivated by the value of my research being placed in the amount of data it produces to inform such exercises!
“Don’t judge each day by the harvest you reap but by the seeds that you plant.” – Robert Louis Stevenson (image is of The Sower, from The Wheat Fields series by Vincent Van Gough, June 1888 – source: Wikipedia.)
Thus, it is as we now enter the month of April, mensis Aprilis, a month that is truly symbolic of Spring and one which embodies a time where new seeds are sewn carefully in the fields, where thorough work can take place and the seeds may be tended after the long wait for the darkness and cold of winter to pass; that we must consider the work that needs to be done in eliciting progressive change. Consider this volta, allow the warmth of the April showers to give life to the fresh seeds of knowledge we sow and may Ēostre assist us in the efficient reaping of the new knowledge we need to answer the most pressing questions in this world. At least before the data is stuck in a biblical excel spreadsheet and used to inform global anti-tsunami foot drills, or some such!
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This blog was written by Cabot Institute member, Thomas O’Shea, a 2nd year Ph.D. Researcher at the School of Geographical Sciences, University of Bristol. His interests span Complex Systems, Hydrodynamics, Risk and Resilience and Machine Learning.  Please direct any desired correspondence regarding the above to his university email at: t.oshea@bristol.ac.uk.
Thomas O’Shea

Evacuating a nuclear disaster area is (usually) a waste of time and money, says study

Asahi Shimmbun/EPA

More than 110,000 people were moved from their homes following the Fukushima nuclear disaster in Japan in March 2011. Another 50,000 left of their own will, and 85,000 had still not returned four-and-a-half years later.

While this might seem like an obvious way of keeping people safe, my colleagues and I have just completed research that shows this kind of mass evacuation is unnecessary, and can even do more harm than good. We calculated that the Fukushima evacuation extended the population’s average life expectancy by less than three months.

To do this, we had to estimate how such a nuclear meltdown could affect the average remaining life expectancy of a population from the date of the event. The radiation would cause some people to get cancer and so die younger than they otherwise would have (other health effects are very unlikely because the radiation exposure is so limited). This brings down the average life expectancy of the whole group.

But the average radiation cancer victim will still live into their 60s or 70s. The loss of life expectancy from a radiation cancer will always be less than from an immediately fatal accident such as a train or car crash. These victims have their lives cut short by an average of 40 years, double the 20 years that the average sufferer of cancer caused by radiation exposure. So if you could choose your way of dying from the two, radiation exposure and cancer would on average leave you with a much longer lifespan.

How do you know if evacuation is worthwhile?

To work out how much a specific nuclear accident will affect life expectancy, we can use something called the CLEARE (Change of life expectancy from averting a radiation exposure) Programme). This tells us how much a specific dose of radiation will shorten your remaining lifespan by on average.

Yet knowing how a nuclear meltdown will affect average life expectancy isn’t enough to work out whether it is worth evacuating people. You also need to measure it against the costs of the evacuation. To do this, we have developed a method known as the judgement or J-value. This can effectively tell us how much quality of life people are willing to sacrifice to increase their remaining life expectancy, and at what point they are no longer willing to pay.

You can work out the J-value for a specific country using a measure of the average amount of money people in that country have (GDP per head) and a measure of how averse to risk they are, based on data about their work-life balance. When you put this data through the J-value model, you can effectively find the maximum amount people will on average be willing to pay for longer life expectancy.

After applying the J-value to the Fukushima scenario, we found that the amount of life expectancy preserved by moving people away was too low to justify it. If no one had been evacuated, the local population’s average life expectancy would have fallen by less than three months. The J-value data tells us that three months isn’t enough of a gain for people to be willing to sacrifice the quality of life lost through paying their share of the cost of an evacuation, which can run into billions of dollars (although the bill would actually be settled by the power company or government).

Japanese evacuation centre. Dai Kurokawa/EPA

The three month average loss suggests the number of people who will actually die from radiation-induced cancer is very small. Compare it to the average of 20 years lost when you look at all radiation cancer sufferers. In another comparison, the average inhabitant of London loses 4.5 months of life expectancy because of the city’s air pollution. Yet no one has suggested evacuating that city.
We also used the J-value to examine the decisions made after the world’s worst nuclear accident, which occurred 25 years before Fukushima at the Chernobyl nuclear power plant in Ukraine. In that case, 116,000 people were moved out in 1986, never to return, and a further 220,000 followed in 1990.

By calculating the J-value using data on people in Ukraine and Belarus in the late 1980s and early 1990s, we can work out the minimum amount of life expectancy people would have been willing to evacuate for. In this instance, people should only have been moved if their lifetime radiation exposure would have reduced their life expectancy by nine months or more.

This applied to just 31,000 people. If we took a more cautious approach and said that if one in 20 of a town’s inhabitants lost this much life expectancy, then the whole settlement should be moved, it would still only mean the evacuation of 72,500 people. The 220,000 people in the second relocation lost at most three months’ life expectancy and so none of them should have been moved. In total, only between 10% and 20% of the number relocated needed to move away.

To support our research, colleagues at the University of Manchester analysed hundreds of possible large nuclear reactor accidents across the world. They found relocation was not a sensible policy in any of the expected case scenarios they examined.

More harm than good

Some might argue that people have the right to be evacuated if their life expectancy is threatened at all. But overspending on extremely expensive evacuation can actually harm the people it is supposed to help. For example, the World Heath Organisation has documented the psychological damage done to the Chernobyl evacuees, including their conviction that they are doomed to die young.

From their perspective, this belief is entirely logical. Nuclear refugees can’t be expected to understand exactly how radiation works, but they know when huge amounts of money are being spent. These payments can come to be seen as compensation, suggesting the radiation must have left them in an awful state of health. Their governments have never lavished such amounts of money on them before, so they believe their situation must be dire.

The ConversationBut the reality is that, in most cases, the risk from radiation exposure if they stay in their homes is minimal. It is important that the precedents of Chernobyl and Fukushima do not establish mass relocation as the prime policy choice in the future, because this will benefit nobody.

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This blog has been written by Cabot Institute member Philip Thomas, Professor of Risk Management, University of Bristol.

Professor Philip Thomas

This article was originally published on The Conversation. Read the original article.

Watermelon work

Did you eat any melon over Christmas? Or a strawberry? Have you seen a watermelon since the summer, maybe cut up in pieces in a boxed-up plastic ready-to-eat fruit salad? If so, that will help you relate to the dilemma for Spanish farmers and the workers they employ that I wrote about in an article called Misconceiving ‘seasons’ in global food systems, the case of the EU Seasonal Workers Directive published in the European Law Journal [1].

In this journal article, I essentially analyse a law, a European Law, but one that now governs the conditions under which seasonal workers from outside the EU can come to Europe to work in agriculture (and other ‘seasonal’ sectors) [2]. It also outlines their rights while they are here, making it both labour law and migration law [3]. This is brought together in an attempt to meet the needs across Europe for workers that pick the counter-seasonal crops such as strawberries, raspberries, melons and watermelons, as well as those summer vegetable crops that I have written about in the past.

A central theme in my work is about the disconnections of modern food production. But it is also about work. Labour, work, people, people who move, people who stay still. You can’t have workers without people. We are, and they are, one and the same. Yet law after law, country after country, policy after policy attempts to do just this by limiting the rights of workers when they come to host countries to work. The EU Seasonal Workers Directive is a recent version of this attempt to disconnect the rights and needs of people who migrate to work, from their status as workers.

Although the UK played a large role in its negotiation, they ultimately opted out of its adoption, and then, as we know, opted out of the EU altogether. Yet, this doesn’t mean that the influence of this directive stops at the UK border. The workers that pick many of our out of season crops in countries such as Spain and Italy, are governed by it. Furthermore, the UK is looking for options post-Brexit for how to govern seasonal work by migrant workers and this could give an insightful suggestion of what that might look like. This blog then, brings out a few elements of the article, which looks at the directive from the lens of a case study in Southern Spain: where our watermelons come from.

The farmers that I interviewed in Southern Spain work within the law. They ensure that they produce to the highest health and safety regulations, that they are registered, and work with certified exporters. These exporters (sometimes called co-operatives because they began as farmer cooperatives) then do an extensive quality selection in which they throw away much of the fruit and vegetables which do not meet the standards that you, your mum or your Grandparents might want for your year-round desert of prepared fruit salad.

Due to the very low wages and hard working conditions, not many people want to work picking these fruit and vegetables. The labour market is therefore dominated by migrant workers who have fewer language and transferable skills to find better paid and easier work elsewhere. Most people have all the legal requirements to work. However, for various reasons, the most vulnerable do not. They may not been in the EU long enough to regularise their status, they may not have employers to support them in doing this, their papers may have been rejected, they may not have had the money or the contacts to get a visa, they may have escaped distressing situations, made arduous (planned or unplanned) journeys towards the EU, some may also be refugees. In any case, these individuals also suffer from the need to work in order to live, and are some of the most vulnerable in the labour market. Furthermore, farmers generally do not want to hire them because they risk a €10,000 minimum fine if they are caught employing workers who do not have legal permission to work. So what happens?

The European Union want to solve the seasonal need for fruit pickers by offering temporary visas for people to come for a few months at a time to European countries (where most of your strawberries, tomatoes and watermelons are produced). In theory this is a model of carrot and stick – the carrot, the incentive, for prospective workers in countries like Morocco or the Ukraine is the temporary visa. I will ignore in this short blog the contradictions of the idea of ‘circular’ migration although I’ve covered this in the article. In short, it is not as advantageous as it seems at first glance. The main ‘stick’ or disincentive is increased border control that has been happening in the same context as the development of this directive, and the increased marginalisation of undocumented migrant workers who are already within the European Union but who are not given any options under this new directive.

Although this may sound logical, the EU Seasonal Workers Directive, in fact, is created in a context of false divisions and it therefore creates several more problems. Firstly, as we have explored, seasonal agriculture, in a context of intensive production, follows the time periods of when you like to eat melon, as opposed to when melon (etc.) is naturally in season. That means more than a few months of the year. So farmers like workers who are already in the country, who they can hire in person and work with over a steady period of time, building daily working relationships with.

Under temporary work schemes such as the EU Seasonal Workers Directive, migrant workers have reduced rights, therefore facilitating the creation of a legally mandated second-class tiered labour force. Temporary workers are also highly vulnerable to falling outside of the terms of their visa. Such seasonal work visas link their visa permission to their employers, something that makes them highly dependent on them and vulnerable to abuse [4].

Finally, seasonal migration is simply a form of temporary migration, aimed at avoiding the creation of a long term ethnic community in the host country. Historically, wherever host countries have attempted to invite ‘guest workers’ yet avoid settlement of migrant workers, this has failed. So the EU here, is criticised as still wanting to import ‘labour’ and not ‘people’ [5].

Let’s return to the watermelons and the farmer who intends to play it by the book. Unfortunately, this famer’s ultimate buyer doesn’t care much for the rule book. What they care about is ensuring that you get your summer fruits, cheaply, regardless of the season and regardless of who picks it and how protected they are or not. So the farmer is placed into a very difficult position which seems to sum up the tensions between our year round demand for cheap food and the just-in-time immediacy and demands that this puts on the people that produce it. A small farmer in Southern Spain described the situation in this way:

Once they were going to come [the export cooperative], we were arguing about the watermelons, whether we should pick them or not and in the end they said to me; “alright, this afternoon we pick them” and I said, “this afternoon I don’t have any workers” and they said; “either we come and get them this afternoon or we don’t come”. So I said, “Well, come” and when they come to pick the watermelons, I need a lot of workers, four people, and so I say, “where am I going to find those people? I can’t get…” so I went to the garage in El Ejido and there were four Africans just there.
[cited in 1].

The ‘watermelon dilemma’ of this farmer therefore demonstrates the final reason why the EU Seasonal Workers Directive, and other similar laws ultimately do not answer the problem of seasonal work: much seasonal work does not require workers for three or five or nine months, but a couple of days. In small scale production, you could perhaps ask family to help, but not on this scale. In these ‘enclaves of production’ at the European border, where everything is orientated so that it can provide cheap food to Tescos, Waitrose or your local greengrocer, the most vulnerable workers will always be needed to take this work. If they need the scarce work they can get without papers, while this work exists, they will probably be ready to take it. Yet the EU regulators prefer to simply ignore these watermelon pickers. By not offering them a route to legality this work will also condemn them to ongoing poverty and precariousness. In the process of drafting the EU Seasonal Workers Directive, an option was proposed to allow such migrants to apply for a seasonal workers visa (which would be fitting as they are the real ‘seasonal’ workers), yet this was rejected, leaving the watermelon pickers in an ever more precarious situation, dependant on the ever more scarce and desperate farmers whose lack of profits push them to take the risk to hire the people in most need of work.

There are many problems with this directive. However, in my opinion, the biggest problem that it represents, is the disconnection. This is the disconnection between a society that is happy to eat cheap food but that does not want to accommodate the workers that produce it with the same rights as they enjoy. Should the UK come up with similar legislation in the upcoming years we should be very careful indeed to pay attention to the underlying assumptions and disconnections and their impacts on the people that might come to do seasonal (or un-seasonal) work and on those who are already here doing it. In the meantime, this directive is up for revision in 2019.

References

1. Medland L (2017) Misconceiving ‘seasons’ in global food systems: The case of the EU
Seasonal Workers Directive. European Law Journal, 23(3-4), pp.157-171.

2. European Union (2014) Directive 2014/36/EU on the conditions of entry and stay of third-country nationals for the purpose of employment as seasonal workers. Official Journal of the European Union L 94/375.

3. Fudge J and Olsson PH (2014) The EU Seasonal Workers Directive: When Immigration Controls Meet Labour Rights. European Journal of Migration and Law 16(4): 439-466.

4. Rijken C (2015) Legal Approaches to Combating the Exploitation of Third-Country National Seasonal Workers. International Journal of Comparative Labour Law and Industrial Relations 31(4): 431-451.

5. Zoeteweij-Turhan M.H (2017) The Seasonal Workers Directive: ‘… but some are more equal than others’. European Labour Law Journal, 8(1), pp.28-44.

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This blog was written by Cabot Institute member Lydia Medland, it was originally published on her blog Eating Research and has been re-published here with her permission.  Lydia is a PhD student at the School of Sociology, Politics and International Studies at the University of Bristol. Her research looks at the Global Political Economy.

Lydia Medland

Read Lydia’s other blog: Olive oil production in Morocco: So many questions.

Localising the Sustainable Development Goals for Bristol

In 2015 the 17 UN Sustainable Development Goals (SDGs) were ratified by 193 of the UN member nations. These goals set ambitious targets to address worldwide issues of sustainable development, such as social inequality, responsible and inclusive economic development and environmental protection. They were created for everyone, everywhere and have been described as ‘the closest thing the world has to a strategy’.

Who will be responsible for ensuring we achieve these goals and how will they be achieved?
In the realm of international agreements, national governments have traditionally been responsible for local implementation. But a combination of profound global demographic shifts and a sense that national governments are increasingly incapable of tackling complex global challenges due to domestic political wrangling has given rise to a global movement to place cities at the heart of efforts to tackle both local and global challenges.  This movement, which is coalescing around a constellation of city-to-city networks (such as ICLEI, C40 and the Global Parliament of Mayors), is now grappling with the challenge of ‘localising the SDGs’. How can we usefully translate this global agenda into local practice in a way that meaningfully transforms lives?

This is the question we are working to answer through a new University of Bristol funded project on Localising the SDGs for Bristol, in partnership with the Bristol Green Capital Partnership (BGCP), Bristol City Council and Overseas Development Institute (ODI).

Bristol is a city of great wealth and has strong environmental credentials as the former European Green Capital in 2015. The city is also home to a vibrant cluster of ‘green economy’ companies and environmental charities. However, Bristol also faces many challenges. Homelessness is twice the national average; nearly 16% of Bristolians live in England’s 10% most deprived areas; and Bristol health outcomes are worse than the national averages for many indicators (e.g. life expectancy, suicide, childhood obesity, smoking).

These are precisely the kinds of challenges that the Sustainable Development Goals are encouraging us to confront and tackle by 2030. Importantly, ‘sustainability’ isn’t just about the environment; it is also about building a prosperous and inclusive economy that leaves no one behind. Inclusion, equality and opportunity are essential to achieve sustainability.

Our research seeks to identify and support mechanisms for embedding the SDGs in local planning and governance processes by engaging with a wide range of stakeholders in the city.

Bristol City Council, a pivotal stakeholder is currently working to bring partners together for a new One City Plan. This Plan seeks to use the collective power of Bristol’s key organisations to achieve a bigger impact by supporting partners, organisations and citizens to help solve key city challenges and improve the lives of Bristolians across the city. The core themes behind this plan align with the SDGs and it provides a great opportunity for Bristol to lead nationally and internationally on the SDGs. As this plan comes together we aim to input insights from other cities around the world that are also working to implement the SDGs.

Los Angeles Mayor Eric Garcetti committing to the SDGs for LA

To that end Allan Macleod, the Cabot Institute SDGs Research & Engagement Associate, recently attended the Global Ambition–Local Action Conference hosted by the Occidental College in Los Angeles. The conference focused on what cities can and are doing to address the SDGs and how they can mobilise data and resources to further their work. It was a very informative experience, but was it was also inspiring to see how Bristol compares to some of the largest and most important Global Cities. It was clear that Bristol has developed a solid foundation for SDG localisation and has a real opportunity to become global leader in implementing the SDGs. In doing so the city will both confront the need to develop a more inclusive and sustainable local economy while contributing to global efforts to tackle transboundary problems together with other cities.

This is a particularly exciting time to be working collaboratively on implementing the SDGs in Bristol as the city will be hosting two major conferences in 2018: the Data for International Development Festival at the end of March and the Global Parliament of Mayors Annual Summit in October. Both these events provide Bristol with an opportunity to showcase its leadership and demonstrate its credentials as an important international city that is working to improve the lives of all its citizens.

What experiences do you have of the SDGs abroad or in Bristol? Do you have an ideas or lessons that can be applied to Bristol? If you have any further questions or comments, feel free to get in touch at Allan.macleod@bristol.ac.uk.
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This blog is written by Dr Sean Fox, a Lecturer in Urban Geography and Global Development at the University of Bristol and Allan Macleod, Cabot Institute SDGs Research & Engagement Associate.

Sean Fox

 

Reliable and sustainable micro-hydropower in Nepal

Rolling hills of Baglung District

Despite massive potential to generate electricity through large scale hydropower, Nepal often faces power cuts and the national grid only reaches around 65% of the population. Much of the non-grid connected population live in rural, hilly and mountainous areas where grid extension is difficult and costly. Micro-hydropower plants (MHPs), which deliver up to 100kW of electrical power, extract water from rivers and use it to drive a generator before returning the water to the same river further downstream. These systems can provide electricity for lighting and productive end uses that can vastly improve people’s quality of life. Since the 1970s, micro-hydro turbines have been manufactured in Nepal. Now there are around 2,500 MHPs installed across Nepal.

When these systems break or run poorly it has an adverse effect on the quality of people’s lives. Through my research, I am hoping to find methods to improve the reliability and sustainability of MHPs in Nepal. The aim of this project was to see how well systems were maintained and interview the people who run, manage and rely on hydropower plants. I hoped that interviews would help me to understand some of the technical and social challenges that MHPs face.  Whilst in Nepal, I was working with a Nepali NGO called the People, Energy and Environment Development Association (PEEDA) who helped me to identify sites, arrange visits and conduct interviews.

A micro-hydropower plant

During my time in Nepal, Prem Karki (from PEEDA) and I visited a total of 17 sites in the neighbouring districts of Baglung and Gulmi. Prem and I spent 12 days in the field, making our way from one site to the next via bumpy jeep rides and on foot. Nepal’s hills make it suitable for hydropower but also make travelling complicated. Many of the roads we travelled on were unpaved and we saw lots of places where landslides had damaged roads during the monsoon. This showed us how difficult it is to move equipment and materials when plants are under construction. At each site, our visual assessment took us on some nerve jangling walks along canals that snaked around cliff edges to reach the intakes. Prem was responsible for interviewing the plant operator, management representative and consumer at each site so we could understand how plants were maintained, managed and their importance to beneficiaries. The local people were very helpful and interested by our work. We were often given free meals and sometimes even a place to stay!

A winding canal

I was able to collect a large amount of information which I am still processing digitally and mentally! In general, I found that micro-hydro sites are often impressive feats of engineering which can make a big impact on people’s lives by powering homes, businesses and services. In challenging environments where the only means of transportation is manpower, the hard work of local people has led to their construction. Several times, we crawled through hand chiselled caves made solely for a hydro project’s canal. The impact of the projects was clear to see. Every interview respondent said that connection to an MHP had made their life easier.

Furthermore, the micro-hydro projects are invaluable to communities as a whole; they power workplaces, shops, health posts and mobile phone masts. In the town of Burtibang, with a population of around 10,000, every home and business is powered by electricity from micro-hydro projects.

This dependence on micro-hydropower makes its reliability very important. I found the quality of maintenance very variable. Some sites were well cared for with an evident daily effort to keep the plant running as best as possible. Other plants had little evidence of regular maintenance and were showing signs of deterioration. Promisingly, I found that sites with formally trained operators tended to be better maintained than those without.

In terms of sustainability, there was a good standard of management. Energy meters allowed accurate measurement of electricity consumption so that consumers were charged according to their use. Consumers are typically given a short window in which to pay and fined for late payment. At most sites, managers said that there was sufficient money collected for the operation of the plant and maintenance costs.

To maintain reliability and sustainability, there are a range of technical and social issues that MHPs must overcome. There were common technical issues in design. Many turbines were leaking, and plant operators mentioned bearing replacement as one of the most common issues. We also saw a big variation in the quality of  installations particularly for the  civil works. It is disappointing that despite the massive effort expended in construction, some features are not fit for purpose. Socially, we found four sites where the original operator had moved abroad for work meaning the present operator had not been trained. Plant managers also commented on the increasing demand from consumers resulting in pressure on operators to deliver more power. These issues develop for social reasons but result in problems which can harm the reliability of the system.
A micro-hydropower turbine
In my further research, I intend to work closely with a turbine manufacturer during the design, manufacture and installation of a micro-hydro project. I hope to identify opportunities to implement greater quality control to prevent the occurrence of the technical issues mentioned. By working in collaboration with governmental and non-governmental organisations in Nepal, I would like to find innovative ways to ensure the longevity of MHPs. As Nepal develops, the role of micro-hydro will change but I believe it still has an important role to play in rural electrification.
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This blog is written by Cabot Institute member Joe Butchers, a PhD student from the Electrical Energy Management Group at the University of Bristol.

Joe Butchers

 

 

CONNECTED – a new network to tackle vector-borne crop disease in Africa

 

Last week I was immersed in the world of African crop diseases, specifically the vector-borne kind, as part of the launch of CONNECTED. For those, like me, who aren’t an expert in the field – vector-borne diseases are those which are carried around by an organism (like a fly or insect) from one plant to the next.

This major new network brings together UK scientists with colleagues from across Africa to co-produce innovative new solutions to vector-borne crop diseases. And it turns out, there are a lot of them.

Africa has over 100 years of history with plant viral diseases. In 1894 cassava mosaic disease hit, followed by maize streak virus in 1901, and cassava brown streak in 1936.  Each had caused devastation, and in many cases, death.

Standing in the room and listening to presentations led by our African colleagues, there was a clear desire to work together – across disciplines and continents – to make a significant and lasting impact on crop disease reduction in Africa.

In this blog, I share just a handful of the things I learnt, alongside my thoughts for CONNECTED’s role in innovating for the future.

What are the challenges?

Almost every major crop in Africa is affected by disease

Yams, cassava, boy bean, cocoa, maize, coffee, bananas and many more of Africa’s key crops are affected by vector-borne disease.

That creates an ENORMOUS burden for the continent. Estimates shared by Prof Emmanuel Okogbenin suggest that yield losses due to plant disease cost $30 billion annually. In addition, it seriously affects food security and malnutrition in a continent where around 160 million of its population are already deemed food insecure.

As a result, demand is outstripping production for many crops (like maize), and Africa is heavily reliant on imported goods. These are undoubtedly more expensive than locally grown produce, and remain inaccessible or affordable to many.

Crucially, people have died as a result of every major outbreak.

When disease hits, it can cause severe losses

Sweet potato virus disease (SPVD) can lead to a 70-100% yield loss in infected plants.  The level of loss greatly exacerbates the issues described above.

So which crops are the most important ones to protect?

Well, it depends how you ask the question. 500 million people depend on cassava as a staple crop, and 158 million tons are produced in Africa by smallholders.

By contrast, 54 million tonnes of yam is produced annually, but 95% of this is produced in what is known as the ‘yam belt’, meaning it is considered critical in those regions. It also draws a value of c. $13.5M.

But it was clear from discussions today that we need to move beyond this idea of protecting a single crop. It turns out to be a lot more complicated than that.

In many cases, it’s not a simple case of a single vector and a single virus causing a single disease

Disease spread is highly complex. A single vector can carry many types of virus, and many viruses can be transmitted by multiple vectors. Additionally, some viruses affect a number of crops. This means it’s extremely difficult to know which vector/ virus to focus on tackling, or which crop to focus on treating, if you want to make a difference.

Perhaps surprisingly, some diseases only appear to ‘present’ when multiple viruses affect the same plant. In fact, around 69% of diseases in yams appear to be caused by 2 or more viral infections occurring at the same time.

To top it off, the vectors can often live on a number of different host plant species. This means that even if you create a crop that is resistant to a particular virus, it may still be present and spread between other plants.

And there are lots of vectors, spreading lots of diseases

Today I heard about so many vectors and viruses it’s impossible to name them all. However, here are just a few key examples that were covered by experts in the room:

  • Vectors: white fly, Aphids, leafhoppers, plant hoppers, mealybugs (my favourite, based purely on the name), thrips, and beetles.
  • Viruses: cassava brown streak virus, cassava mosaic virus, banana bunchy top virus, maize chlorotic mottle virus, yam mosaic virus, badnaviruses (yam, banana and coco), and legume potyviruses

Much disease is also spread by infected seed

In the case of sugarcane mosaic virus (SCMV), a large proportion of transmission is down to aphids, but an even greater proportion stems from the sharing of infected seeds. In a Q&A session on this topic, one audience member asked, ‘what’s the main barrier stopping people from using uncertified seeds?’ The answer? Cost. At present, many people buy seeds from friends, by the roadside, at local markets, or store their own supplies from year to year. These practices carry risk and whilst ‘certified’ (virus free) seeds are available, these are expensive. It was an important reminder that often, the scientific solutions are available, but there are social, political and economic factors to consider in ensuring uptake of these advances.

Over 80% of agricultural production in Sub-Saharan Africa is done by small holders

Whilst this has many benefits (people effectively have ‘control’ of their food production systems), managing disease across such a vast number of smallholder farms represents a major challenge. First and foremost – it’s difficult to engage with such a large number of individual farms to coordinate disease management strategies. Critically, it’s also difficult for smallholders to coordinate responses amongst themselves. In this context, ‘CONNECTED’ seems an entirely appropriate name for an initiative tackling this problem.

Summing up

In summary, day 2 of the CONNECTED conference helped us to share experiences, identify key challenges and research gaps, and decide where, as a network, we should best deploy our resources.

There was also a real sense that CONNECTED could bring far more than collaborative & impact-led research (though this in its own right would be exciting!). There were calls for joint databases, support with equipment purchases, training and capacity building, on-the-ground diagnostic support, e-resources, new technology development, incentivising public-private partnerships, and much, much more.

Through this network, there is great potential to forge important international collaborations and pool resources for maximum impact.

All in all, it has been incredible to see what expertise exists in both the UK and in Africa, hear about the collective ambitions of these fantastic collaborators, and begin to chart a path for CONNECTED.

I for one, am left feeling hopeful, inspired, and of course, ‘connected’.

The CONNECTED project

Our mission

Determined to fight malnutrition, poverty and food insecurity in Sub-Saharan Africa, the CONNECTED project is building a network of researchers to tackle vector-borne* plant diseases that devastate lives.

The challenges we face …

  • Established plant diseases carried by vectors* significantly limit the ability of Sub-Saharan Africa to produce sufficient staple and cash crops.
  • Limited production causes poverty, malnutrition and food insecurity, which in turn prevent economic and social development.
  • A range of new factors are set to compound the situation and raise the threat still further:
    • The emergence of new virus diseases
    • Climate change
    • A growing population
    • Resource limitations.

The solutions we are developing …

  • The CONNECTED** project is bringing together a network of world-class researchers to find and develop practical solutions to control plant disease.
  • We are pump-priming a range of innovative and potentially-transformative research activities, whose impact will be thoroughly evaluated. These research activities focus on five key areas:
    • Control strategies
    • Vector biology
    • New diseases
    • Vector / virus interactions
    • Diagnostics / surveillance / forecasting.
  • We are also providing training and capacity-building opportunities in the region during the three-year project lifespan.

And in the longer-term …

The aim is that the projects with the greatest regional impact can subsequently be grown into larger scale activities to achieve still greater bearing on the battle to control plant disease in Sub-Saharan Africa.

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This blog is written by Hayley Shaw who is the Manager of the Cabot Institute, and is a Network Advisor to the CONNECTED Network.

Notes
*A vector is a biting insect or tick that transmits a disease or parasite from one plant to another.